Bryan M. Frutchey

SOUTH COVE FINANCIAL

Henderson, NV

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CRD#: 2637678

Professional summary

Bryan Morgan Frutchey, who also goes by Bryan Morgan Frutchey Mr, is a registered financial advisor currently at SOUTH COVE FINANCIAL, LLC located in Henderson, Nevada.

Bryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Bryan has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bryan Morgan Frutchey Mr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan Morgan Frutchey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 21, 2020 - Present

SOUTH COVE FINANCIAL, LLC

RIA

CRD#: 284554

Henderson, NV

Past

June 15, 2010 - April 25, 2019

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

FEDERAL WAY, WA

Past

May 9, 2007 - May 24, 2010

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

UNIVERSITY PLACE, WA

Past

June 7, 2006 - May 4, 2007

LPL FINANCIAL LLC

CRD#: 6413

BEAVERTON, OR

Past

June 9, 2004 - December 2, 2005

MUTUAL SECURITIES, INC.

CRD#: 13092

CAMARILLO, CA

Past

March 5, 2003 - April 6, 2004

WORLD GROUP SECURITIES, INC.

CRD#: 114473

DULUTH, GA

Past

July 6, 1999 - January 4, 2001

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Past

May 20, 1996 - December 31, 1998

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOUTH COVE FINANCIAL, LLC

ASCENT CAPITAL MANAGEMENT, LLC | SOUTH COVE FINANCIAL, LLC | PILE, CAROLYN MARIE

CRD#: 284554 / SEC#: 801-131362

RIA

Registered Investment Advisory firm - (11/4/2024 Approved)

Nevada

Registered Investment Advisory firm - (8/4/2025 Terminated)

Washington

Registered Investment Advisory firm - (7/28/2025 Termination Requested)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(12/21/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/15/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/15/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/17/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SOUTH COVE FINANCIAL, LLC

ASCENT CAPITAL MANAGEMENT, LLC | SOUTH COVE FINANCIAL, LLC | PILE, CAROLYN MARIE

CRD#: 284554 / SEC#: 801-131362

RIA

Registered Investment Advisory firm - (11/4/2024 Approved)

Nevada

Registered Investment Advisory firm - (8/4/2025 Terminated)

Washington

Registered Investment Advisory firm - (7/28/2025 Termination Requested)

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Contact information

Main Address

Henderson, NV

Mailing Address

Phone number

(206) 914-4132

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2B MICHAEL SONDHEIM IAR 2025 BROCHURE (8/6/2025)

PART 2B CAROLYN HORADAN IAR 2025 BROCHURE (8/6/2025)

PART 2B BRYAN FRUTCHEY IAR 2025 BROCHURE (8/6/2025)

ADV PART 2A (7/28/2025)

Regulatory assets under management

Total Number of Accounts	378
AUM (Assets Under Management)	$ 145,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bryan M. Frutchey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan Morgan Frutchey's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOUTH COVE FINANCIAL, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

LPL FINANCIAL LLC

MUTUAL SECURITIES, INC.

WORLD GROUP SECURITIES, INC.

WMA SECURITIES, INC.

WMA SECURITIES, INC.

Primary Firm SEC Registration

SOUTH COVE FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/15/2020

Series 63

Date: 4/15/1996

SIE

Date: 10/1/2018

Series 6

Date: 5/17/1996

Current Firm

SOUTH COVE FINANCIAL, LLC

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOUTH COVE FINANCIAL, LLC

TRUST BUT VERIFY

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