Bryan M. Frutchey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bryan Morgan Frutchey, who also goes by Bryan Morgan Frutchey Mr, was a registered financial professional .
Bryan is a previously registered financial professional and started their career in finance in 1996. Bryan had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2020 - August 28, 2025
SOUTH COVE FINANCIAL, LLC
June 15, 2010 - April 25, 2019
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
May 9, 2007 - May 24, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
June 7, 2006 - May 4, 2007
LPL FINANCIAL LLC
June 9, 2004 - December 2, 2005
MUTUAL SECURITIES, INC.
March 5, 2003 - April 6, 2004
WORLD GROUP SECURITIES, INC.
July 6, 1999 - January 4, 2001
WMA SECURITIES, INC.
May 20, 1996 - December 31, 1998
WMA SECURITIES, INC.
Primary Firm SEC Registration
SOUTH COVE FINANCIAL, LLC
CRD#: 284554 / SEC#: 801-131362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUTH COVE FINANCIAL, LLC
CRD#: 284554 / SEC#: 801-131362
Contact information
Regulatory assets under management
| Total Number of Accounts | 378 |
| AUM (Assets Under Management) | $ 145,000,000 |
Red Flags
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