Pat Wang
Professional summary
Pat Wang, who also goes by Paiboon Apaprasidh, is a registered financial advisor currently at SHEARWATER CAPITAL located in Redondo Beach, California.
Pat is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Pat has worked at 5 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Pat Wang's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 10, 2009 - Present
SHEARWATER CAPITAL
April 25, 2006 - June 1, 2009
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
April 28, 2003 - June 1, 2009
TD AMERITRADE, INC.
July 30, 1999 - June 1, 2009
TD AMERITRADE, INC.
December 20, 1995 - June 11, 1999
MORGAN STANLEY DW INC.
August 23, 1995 - November 6, 1995
INTERFIRST CAPITAL CORPORATION
Primary Firm SEC Registration
SHEARWATER CAPITAL
CRD#: 115399 / SEC#: 801-77787
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/10/2009)
Exams
Current Firm
SHEARWATER CAPITAL
CRD#: 115399 / SEC#: 801-77787
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 694 |
| AUM (Assets Under Management) | $ 348,161,272 |
Red Flags
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