George J. Kane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Joseph Kane was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1971. George had worked at 7 firms and has passed the Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 1987 - August 20, 1988
SOUTH SHORE SECURITIES, INC.
October 28, 1985 - December 2, 1987
UNI EQ INVESTMENT GROUP, INC.
August 23, 1984 - October 10, 1984
MATTHEW R. WHITE INVESTMENT COMPANY INCORPORATED
September 2, 1983 - August 17, 1984
EULER & CO.
September 6, 1972 - August 6, 1983
ROTH SECURITIES COMPANY
December 16, 1971 - August 14, 1972
JOHNSON KEEN & CO
April 6, 1971 - January 1, 1972
DELPHI CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/12/1957
Registered Representative ExaminationSeries 00
Date: 8/3/1970
General Securities Principal ExaminationCurrent Firm
SOUTH SHORE SECURITIES, INC.
CRD#: 16830 / SEC#: , 8-34590
Contact information
Documents
Red Flags
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