Jarrett Z. Kovics
Professional summary
Jarrett Zack Kovics, who also goes by Jarrett Zach Kovics, is a registered financial professional currently at HILLTOP SECURITIES INC. located in Dallas, Texas.
Jarrett is registered as a RR (Registered Representative) and started their career in finance in 1995. Jarrett has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jarrett Zack Kovics's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 20, 2022 - Present
HILLTOP SECURITIES INC.
Office #1: 717 N. Harwood Street Suite 3400, Dallas, TX 75201Office #2: 8201 Preston Rd. Suite 600, Dallas, TX 75225November 15, 2019 - January 5, 2021
BA SECURITIES, LLC
March 5, 2018 - November 1, 2019
USCA RIA LLC
March 2, 2018 - November 1, 2019
USCA SECURITIES LLC
June 21, 2010 - February 22, 2017
ROBERT W. BAIRD & CO. INCORPORATED
June 18, 2010 - February 22, 2017
ROBERT W. BAIRD & CO. INCORPORATED
July 16, 2009 - June 11, 2010
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
June 1, 2009 - June 22, 2009
MORGAN STANLEY
February 27, 1998 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
September 10, 1996 - November 7, 1997
MORGAN STANLEY DW INC.
July 25, 1995 - July 1, 1996
MENOCAL & CO.
Primary Firm SEC Registration
HILLTOP SECURITIES INC.
CRD#: 6220 / SEC#: 801-55529, 8-45123
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/20/2022)
Exams
FINRA
Nasdaq Stock Market
New York Stock Exchange
Current Firm
HILLTOP SECURITIES INC.
CRD#: 6220 / SEC#: 801-55529, 8-45123
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HILLTOP SECURITIES HOLDINGS, LLC | PARENT | |
| ALEXANDER, LAURA BONNELL | BOARD DIRECTOR | 2900382 |
| BARTOLOTTA, MICHAEL GEORGE | BOARD DIRECTOR | 1620103 |
| COYA, SCOTT ANDREW | CHIEF COMPLIANCE OFFICER | 2511281 |
| EDGE, JOSEPH MICHAEL | CHIEF FINANCIAL OFFICER | 4326551 |
| EDGE, JOSEPH MICHAEL | BOARD DIRECTOR | 4326551 |
| LEVENTHAL, LAURA | BOARD DIRECTOR | 1175259 |
| LEVENTHAL, LAURA | TREASURER/CHIEF ACCOUNTING OFFICER/PRINCIPAL FINANCIAL OFFICER | 1175259 |
| MEDANICH, DAVID KING | BOARD DIRECTOR | 1030727 |
| MUSCHALEK, JOHN RICHARD | BOARD DIRECTOR | 2226859 |
| PINEDA, ROMEO LINSANGAN | PRINCIPAL OPERATIONS OFFICER | 2193669 |
| SOBEL, JONATHAN SCOTT | CHAIRMAN | 1540818 |
| WINGES, MARTIN BRADLEY | CEO/PRESIDENT/DIRECTOR | 1929509 |
| WITTNEBEN, BRIAN LANE | GENERAL COUNSEL/SECRETARY | 4861905 |
Regulatory assets under management
| Total Number of Accounts | 5,181 |
| AUM (Assets Under Management) | $ 2,254,166,069 |
Disclosures
| Regulatory Event | 56 |
| Arbitration | 22 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/21/2025 | ||
| 07/26/2024 | ||
| 07/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HILLTOP SECURITIES INC.
CRD#: 6220Dallas, TX 75201TRUST BUT VERIFY
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