Cece G. Montgomery
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cece Green Montgomery, who also goes by Cece Green Soares, Cecelia Alice Soares, was a registered financial professional .
Cece is a previously registered financial professional and started their career in finance in 1995. Cece had worked at 4 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2005 - August 30, 2013
BCN FINANCIAL, INC.
April 8, 2004 - October 19, 2005
BCN FINANCIAL
July 7, 2003 - January 11, 2010
QUEST SECURITIES, INC.
August 31, 1995 - November 25, 2002
KELMOORE INVESTMENT COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BCN FINANCIAL, INC.
CRD#: 135655 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
