James P. Yonchak

LEVEL MARKETS

Boston, MA 02110

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CRD#: 2637541

Professional summary

James Peter Yonchak is a registered financial professional currently at LEVEL MARKETS, LLC located in Boston, Massachusetts.

James is registered as a RR (Registered Representative) and started their career in finance in 1995. James has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Peter Yonchak's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 11, 2022 - Present

LEVEL MARKETS, LLC

Office #1: 99 Summer Street Suite 1700, Boston, MA 02110

CRD#: 171752

Boston, MA

Past

May 1, 2017 - May 2, 2022

STATE STREET GLOBAL MARKETS, LLC

CRD#: 285852

BOSTON, MA

Past

September 18, 2001 - May 1, 2017

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

CRD#: 30107

BOSTON, MA

Past

December 11, 2000 - August 20, 2001

BRIDGE TRADING COMPANY

CRD#: 6822

ST. LOUIS, MO

Past

August 17, 1995 - November 10, 1995

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

CRD#: 487

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/11/2022)

Colorado
(5/11/2022)

Connecticut
(5/11/2022)

Georgia
(5/11/2022)

Illinois
(5/11/2022)

Maryland
(5/11/2022)

Massachusetts
(5/11/2022)

New Jersey
(5/11/2022)

New York
(5/11/2022)

North Carolina
(5/11/2022)

Ohio
(5/11/2022)

Pennsylvania
(5/11/2022)

Texas
(5/11/2022)

Vermont
(5/11/2022)

Virginia
(5/11/2022)

Exams

State Security Law Exam

Series 63

Date: 10/16/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 10/30/2009

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 1/11/2002

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 12/8/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/27/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/13/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

LEVEL MARKETS, LLC

BEACON TRADING & ANALYTICS LLC | LUMINEX TRADING & ANALYTICS LLC | LEVEL MARKETS, LLC | KEZAR TRADING, LLC

CRD#: 171752 / SEC#: , 8-69476

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

99 Summer Street Suite 1700, Boston, MA 02110

Mailing Address

99 Summer Street Suite 1700, Boston, MA 02110

Phone number

(617) 286-8080

Established

Delaware since 04/28/2014

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (15 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
LEVEL HOLDINGS, LLC	OWNER
DOLAN, JAMES CHRISTOPHER	CHIEF COMPLIANCE OFFICER	3219968
HAGEN, DAVID WALTER	CHIEF PRODUCT OFFICER	2101752
LINARES, JOHN FITZGERALD	GENERAL COUNSEL, CORPORATE SECRETARY	3104547
MIELE, STEPHEN R	CHIEF EXECUTIVE OFFICER	2645590
STUPAY, MICHAEL ELLIOT	FINOP,PRINCIPAL OPERATIONS OFFICER, PRINCIPAL FINANCIAL OFFICER	2287906

Red Flags

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Advisor Monitoring

Firm Stability Insights

James P. Yonchak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Peter Yonchak's CRS (Customer Relationship Summary).

Certified licenses

Experience

STATE STREET GLOBAL MARKETS, LLC

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BRIDGE TRADING COMPANY

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/16/2000

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 10/30/2009

Series 55

Date: 1/11/2002

Series 7

Date: 12/8/2000

Series 6

Date: 7/27/1995

Series 24

Date: 7/13/2004

FINRA

Current Firm

LEVEL MARKETS, LLC

Contact information

FINRA licenses (15 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

LEVEL MARKETS, LLC

TRUST BUT VERIFY

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