James Peter Yonchak
Professional Summary
James Peter Yonchak is a registered financial advisor currently at LEVEL MARKETS, LLC located in Boston, Massachusetts. James is registered as a RR (Registered Representative) and started their career in finance in 1995. James has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
BEACON TRADING & ANALYTICS LLC | LUMINEX TRADING & ANALYTICS LLC | LEVEL MARKETS, LLC | KEZAR TRADING, LLC
Contact Information
Main Address
10 Post Office Square 14th Floor, Boston, MA 02109Mailing Address
10 Post Office Square 14th Floor, Boston, MA 02109Phone Number
(617) 286-8080Established
Delaware since 04/28/2014Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (15 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEVEL HOLDINGS, LLC | OWNER | — |
| DOLAN, JAMES CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 3219968 |
| HAGEN, DAVID WALTER | CHIEF PRODUCT OFFICER | 2101752 |
| LINARES, JOHN FITZGERALD | GENERAL COUNSEL, CORPORATE SECRETARY | 3104547 |
| MIELE, STEPHEN R | CHIEF EXECUTIVE OFFICER | 2645590 |
| STUPAY, MICHAEL ELLIOT | FINOP,PRINCIPAL OPERATIONS OFFICER, PRINCIPAL FINANCIAL OFFICER | 2287906 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Jan 2002Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 1995About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view James Peter Yonchak's CRS (Customer Relationship Summary).
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