John J. Nalick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Nalick was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1995. John had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 1999 - April 25, 2000
J.P.R. CAPITAL CORP.
November 16, 1998 - January 19, 1999
DUPONT SECURITIES GROUP, INC.
October 13, 1997 - October 12, 1998
SCHNEIDER SECURITIES, INC.
June 19, 1997 - September 26, 1997
PACIFIC CORTEZ SECURITIES INCORPORATED
May 15, 1997 - May 28, 1997
INSTITUTIONAL EQUITY CORPORATION
September 1, 1995 - February 13, 1997
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
J.P.R. CAPITAL CORP.
CRD#: 38056 / SEC#: , 8-48061
Contact information
Documents
Disclosures
| Regulatory Event | 15 |
| Arbitration | 1 |
Red Flags
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