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PT

Peter M. Thom

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CRD#: 2637447
PT

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Peter M Thom was a registered financial professional .

Peter is a previously registered financial professional and started their career in finance in 1995. Peter had worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 28, 2024 - January 30, 2025

SILVERWOOD PARTNERS

BD
CRD#: 115589
SHERBORN, MA
Past

June 14, 2012 - October 29, 2013

SMG SECURITIES, INC.

BD
CRD#: 17406
NEW YORK, NY
Past

April 28, 2010 - May 21, 2012

ROCKLAND SECURITIES, LLC

BD
CRD#: 127855
DORAL, FL
Past

August 19, 1999 - August 29, 2003

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

September 29, 1995 - May 7, 1999

JPMSI

BD
CRD#: 15733
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/8/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 2/28/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/17/2024
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/27/2010
General Securities Representative Examination

Current Firm

SP
SILVERWOOD PARTNERS
SILVERWOOD PARTNERS | SILVERWOOD PARTNERS LLC

CRD#: 115589 / SEC#: , 8-53495

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
Silverwood Farm Place 32 Pleasant Street, Sherborn, MA 01770
Mailing Address
Silverwood Farm Place 32 Pleasant Street, Sherborn, MA 01770
Phone number
(508) 651-2194
Established
Massachusetts since 07/02/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (25 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HODSONWALKER, JONATHANMANAGING PARTNER/CHIEF COMPLIANCE OFFICER/DIRECTOR OF CORPORATE FINANCE1991163
MCCOY, NICOLAS ALLENMEMBER
SERRA, CARL ANTHONY IIIFINOP3179039

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SILVERWOOD PARTNERS

CRD#: 115589

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