David L. Ehrlich

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CRD#: 2637266

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Louis Ehrlich, who also goes by David Louis Ehrhich, was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 2004. David had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

David Louis Ehrhich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 10, 2014 - January 14, 2016

NETWORK 1 FINANCIAL SECURITIES INC.

CRD#: 13577

SYOSSET, NY

Past

July 20, 2012 - October 17, 2014

BLACKBOOK CAPITAL, LLC

CRD#: 123234

NORTHPORT, NY

Past

April 18, 2012 - July 12, 2012

GLOBAL ARENA CAPITAL CORP

CRD#: 16871

MELVILLE, NY

Past

December 20, 2011 - January 4, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

REGO PARK, NY

Past

February 19, 2010 - December 21, 2011

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

October 10, 2007 - September 16, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

DEER PARK, NY

Past

August 31, 2007 - October 5, 2007

EMPIRE FINANCIAL GROUP, INC.

CRD#: 28759

UNIONDALE, NY

Past

September 21, 2005 - May 9, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

HAUPPAUGE, NY

Past

April 22, 2005 - August 26, 2005

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

May 25, 2004 - January 19, 2005

GUNNALLEN FINANCIAL, INC

CRD#: 17609

TAMPA, FL

Past

March 1, 2004 - May 3, 2004

HARRISON SECURITIES, INC.

CRD#: 14103

PORT WASHINGTON, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 3/18/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/14/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/27/2004

General Securities Representative Examination

Current Firm

NETWORK 1 FINANCIAL SECURITIES INC.

ASSET PLANNING & DEVELOPMENT, INC. | STOCKAMERICA, INCORPORATED | NETWORK 1 FINANCIAL SECURITIES INC. | NETWORK 1 FINANCIAL SECURITIES

CRD#: 13577 / SEC#: , 8-29471

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701

Mailing Address

The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701

Phone number

(732) 758-9001

Established

Texas since 03/15/1983

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
NETWORK 1 FINANCIAL GROUP, INC.( ISSI)	SHAREHOLDER
ARTICLE THIRD TR UWO RICHARD W. HUNT FBO MADISON HUNT	SHAREHOLDER
BRUNO, VINCENT MICHAEL	CHIEF COMPLIANCE OFFICER	1845833
HUNT, WILLIAM RICHARD JR	DIRECTOR, PRESIDENT, COO & FINOP, TRUSTEE	830575
TESTAVERDE, DAMON DOMENIC	VICE PRESIDENT	444453

Disclosures

Regulatory Event	21
Arbitration	4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David L. Ehrlich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BLACKBOOK CAPITAL, LLC

GLOBAL ARENA CAPITAL CORP

CHASE INVESTMENT SERVICES CORP.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

EMPIRE FINANCIAL GROUP, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

CHASE INVESTMENT SERVICES CORP.

GUNNALLEN FINANCIAL, INC

HARRISON SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/18/2004

SIE

Date: 1/14/2016

Series 7

Date: 2/27/2004

Current Firm

NETWORK 1 FINANCIAL SECURITIES INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NETWORK 1 FINANCIAL SECURITIES INC.

TRUST BUT VERIFY

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