Anthony M. Matheson

SLALOM WEALTH MANAGEMENT | Founder and Wealth Advisor

Sacramento, CA 95819

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CRD#: 2637205

Professional summary

Anthony Michael Matheson, CFP®, who also goes by Tony Matheson, is a registered financial advisor currently at SLALOM WEALTH MANAGEMENT, LLC located in Sacramento, California.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Anthony has worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Biography

I earned my B.A. in Theological Studies from Bethany University in Santa Cruz, CA. Like most, I shifted gears away from my major and spent over 20 years as a financial advisor in Sacramento, where I helped advisors identify, design, and implement a more personalized approach to client investment strategies.

I founded Slalom Wealth Management in 2018 because I wanted to design an independent, fee-only firm that would deliver comprehensive financial planning while helping solve the common issues many retirees face. I also wanted to incorporate my expertise around topics such as economic forecasting, optimizing social security payments, and Medicare elections in a way that could benefit others.

Prior to founding Slalom Wealth, I served as head of Retirement & Investments distribution with some of the largest asset management firms in the country, including Principal Financial Group. I am a CERTIFIED FINANCIAL PLANNER™ enrolled in the CFA® program. I have proudly recently passed the CFA Level II exam and am registered for the upcoming CFA Level III exam.

I have continued to live and work as a fiduciary financial advisor in Sacramento, California alongside my wife, Barbara. When I’m not working, you’ll probably find me riding my Peloton bike or boating on the Sacramento River.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Retirement Planning

Investment Planning

Tax Planning

Do you have an area of expertise or specialization?

Comprehensive Financial Planni...

Budget & Debt Management

401(k)/403(b)/IRAs

Charitable & Planned Giving

Asset Allocation

Investment Management

Mutual Funds

Retirement

Stocks & Bonds

Sudden Wealth

Are you a "fiduciary"?

Yes

Aliases

Tony Matheson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Michael Matheson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

March 2, 2018 - Present

SLALOM WEALTH MANAGEMENT, LLC

Office #1: 836 57th St, Suite 457, Sacramento, CA 95819

RIA

CRD#: 292207

Sacramento, CA

Past

April 21, 2017 - February 5, 2018

INTEGRITY WEALTH PARTNERS, LLC

RIA

CRD#: 167314

WALNUT CREEK, CA

Past

September 7, 2016 - April 11, 2017

HARRISDIRECT LLC

RIA

CRD#: 42159

San Francisco, CA

Past

August 17, 2016 - April 11, 2017

E*TRADE SECURITIES LLC

CRD#: 29106

SAN FRANCISCO, CA

Past

April 16, 2015 - May 16, 2016

FUNDS DISTRIBUTOR, LLC

CRD#: 7174

PORTLAND, ME

Past

April 1, 2013 - March 17, 2015

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

HARTFORD, CT

Past

May 4, 2011 - March 13, 2013

PATRICK CAPITAL MARKETS, LLC

CRD#: 16518

TRABUCO CANYON, CA

Past

November 6, 2009 - February 19, 2010

PRINCIPAL FUNDS DISTRIBUTOR, INC.

CRD#: 43261

DES MOINES, IA

Past

November 19, 2007 - February 19, 2010

PRINCIPAL SECURITIES, INC.

CRD#: 1137

ORANGEVALE, CA

Past

August 10, 2001 - July 9, 2007

PRINCIPAL FUNDS DISTRIBUTOR, INC.

CRD#: 43261

DES MOINES, IA

Past

May 2, 2001 - July 6, 2001

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

July 28, 1995 - May 2, 2001

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/7/2016

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/28/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/6/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/11/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/2/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/27/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/24/1998

General Securities Principal Examination

Current Firm

SLALOM WEALTH MANAGEMENT, LLC

MATHESON FINANCIAL PARTNERS | SLALOM WEALTH MANAGEMENT, LLC | MATHESON, ANTHONY MICHAEL | MATHESON FINANCIAL PARTNERS LLC

CRD#: 292207 / SEC#:

California

Registered Investment Advisory firm - (3/2/2018 Approved)

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Contact information

Main Address

836 57th St, Suite 457, Sacramento, CA 95819

Mailing Address

Phone number

(916) 999-4854

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	160
AUM (Assets Under Management)	$ 21,331,338

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

Anthony M. Matheson

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Michael Matheson's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRITY WEALTH PARTNERS, LLC

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

FUNDS DISTRIBUTOR, LLC

GLOBAL ATLANTIC DISTRIBUTORS, LLC

PATRICK CAPITAL MARKETS, LLC

PRINCIPAL FUNDS DISTRIBUTOR, INC.

PRINCIPAL SECURITIES, INC.

PRINCIPAL FUNDS DISTRIBUTOR, INC.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/7/2016

Series 65

Date: 5/28/1998

Series 63

Date: 10/6/1995

SIE

Date: 4/11/2017

Series 7

Date: 7/2/1996

Series 6

Date: 7/27/1995

Series 24

Date: 6/24/1998

Current Firm

SLALOM WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SLALOM WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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