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JP

Joseph L. Paese

Some features on this profile are disabled
CRD#: 2637176
JP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joseph Louis Paese, CFP® was a registered financial professional .

Joseph is a previously registered financial professional and started their career in finance in 2001. Joseph had worked at 3 firms and has passed the Series 66, Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.Mid Penn Bank; Investment Related; 2407 Park Drive Harrisburg PA; Financial Institution; Director of Trust and Wealth Management; Start Date 04/2016; Approximately 140 hours/Month with the majority of hours during securities trading hours; Oversees the banks trust department function and its retail non-deposit investment program. 2.MPB Wealth Management; Investment Related; 2407 Park Drive Harrisburg PA; Registered Investment Advisor; Investment Advisory Representative; Start Date 03/2023; Approximately 20 hours/Month with most hours during securities trading hours; will support the Managing Partner in the day-to-day operation of the advisor. 3.PIAA Affiliated Basketball Official; Harrisburg PA; Referee (Independent Contractor); Approximately 60 hours/month during basketball season (4 months); most hours outside of securities trading hours; referee PIAA high school basketball games, compensation is per game ranging between $30 and $100. 4.Homeland Center; 1901 N 5th Street Harrisburg PA; Nursing Home; Board Member / Treasurer; Approximately 4 hours/month with most hours during securities trading hours; development of budget and oversight of financial activities of the facility, does not have authority to write checks or direct money movement.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1995

Experience

Past

April 4, 2023 - April 10, 2024

MPB WEALTH MANAGEMENT, LLC

RIA
CRD#: 308149
HARRISBURG, PA
Past

October 1, 2008 - April 8, 2016

FNB WEALTH MANAGEMENT

RIA
CRD#: 109515
HARRISBURG, PA
Past

July 11, 2001 - September 8, 2004

ALLEGHENY INVESTMENTS, LTD.

BD
CRD#: 7597
PITTSBURGH, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/3/2002
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/18/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 7/10/2001
General Securities Representative Examination

Current Firm

MW
MPB WEALTH MANAGEMENT, LLC
MPB WEALTH MANAGEMENT, LLC

CRD#: 308149 / SEC#:

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Contact information

Main Address
2407 Park Drive, Harrisburg, PA 17110
Mailing Address
Phone number
(717) 257-9018
Established
Firm type
Fiscal year end
# of Employees
4

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts82
AUM (Assets Under Management)$ 52,771,732

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MPB WEALTH MANAGEMENT, LLC

CRD#: 308149

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