Daniel A. Strachman

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CRD#: 2637174

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Daniel Alex Strachman was a registered financial professional .

Daniel is a previously registered financial professional and started their career in finance in 1995. Daniel had worked at 10 firms and has passed the Series 66, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 9, 2013 - May 7, 2014

PROFOR ADVISORS

CRD#: 136084

RYE BROOK, NY

Past

February 23, 2011 - August 12, 2011

M. S. HOWELLS & CO.

CRD#: 104100

SCOTTSDALE, AZ

Past

July 14, 2008 - April 20, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

MORRISTOWN, NJ

Past

December 7, 2007 - April 20, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

MORRISTOWN, NJ

Past

June 21, 2005 - November 29, 2007

SOUND SECURITIES, LLC

CRD#: 122677

JERICHO, NY

Past

August 13, 2002 - November 11, 2003

AMERIMUTUAL FUNDS DISTRIBUTOR, INC.

CRD#: 47661

STAMFORD, CT

Past

February 21, 2001 - August 3, 2001

TWENTY-FIRST SECURITIES CORPORATION

CRD#: 14461

NEW YORK, NY

Past

February 16, 2000 - February 21, 2001

AMERIMUTUAL FUNDS DISTRIBUTOR, INC.

CRD#: 47661

STAMFORD, CT

Past

September 22, 1999 - May 15, 2000

FUNDS DISTRIBUTOR, LLC

CRD#: 7174

PORTLAND, ME

Past

February 18, 1999 - April 23, 1999

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

December 14, 1995 - March 2, 1998

CANTOR FITZGERALD & CO.

CRD#: 134

NEW YORK, NY

Past

July 7, 1995 - March 2, 1998

CANTOR FITZGERALD SECURITIES

CRD#: 19660

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/8/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/25/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 3/10/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/16/1995

General Securities Representative Examination

Current Firm

PROFOR ADVISORS

AURELIUS SECURITIES, LLC | PROFOR SECURITIES, LLC | PROFOR ADVISORS

CRD#: 136084 / SEC#: , 8-66974

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

800 Westchester Ave Suite 641n, Rye Brook, NY 10573

Mailing Address

800 Westchester Ave Suite 641n, Rye Brook, NY 10573

Phone number

(646) 202-2969

Established

New York since 06/03/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (30 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
OMEARA, PATRICK JAMES JR	MANAGING DIRECTOR, DESIGNATED PRINCIPAL, CHIEF COMPLIANCE OFFICER	1544243
MAHALA, THOMAS GERARD	REGISTERED PRINCIPAL	1600103
OMEARA, PATRICK JAMES JR	AML COMPLIANCE PRINCIPAL	1544243
POLLOCK, MARTIN JAY	FINOP	1067521

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Daniel A. Strachman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

M. S. HOWELLS & CO.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

SOUND SECURITIES, LLC

AMERIMUTUAL FUNDS DISTRIBUTOR, INC.

TWENTY-FIRST SECURITIES CORPORATION

AMERIMUTUAL FUNDS DISTRIBUTOR, INC.

FUNDS DISTRIBUTOR, LLC

OPPENHEIMER & CO. INC.

CANTOR FITZGERALD & CO.

CANTOR FITZGERALD SECURITIES

State Registrations and Notice Filings

Exams

Series 66

Date: 2/8/2008

Series 63

Date: 10/25/1995

Series 31

Date: 3/10/2008

Series 7

Date: 10/16/1995

Current Firm

PROFOR ADVISORS

Contact information

FINRA licenses (30 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PROFOR ADVISORS

TRUST BUT VERIFY

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