Brandon J. Hoffman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandon James Hoffman, who also goes by Brandon James Hoffman, Brandon Hoffman, was a registered financial professional .
Brandon is a previously registered financial professional and started their career in finance in 1995. Brandon had worked at 11 firms and has passed the Series 63, Series 65, Series 66, SIE, Series 6, Series 7, Series 52, Series 26 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2021 - March 10, 2022
FBL MARKETING SERVICES, LLC
June 14, 2018 - December 31, 2019
FARMERS FINANCIAL SOLUTIONS, LLC
December 24, 2014 - July 15, 2015
SECURE INVESTMENT MANAGEMENT, LLC
August 19, 2013 - November 7, 2014
PNC MANAGED ACCOUNT SOLUTIONS, INC.
July 31, 2013 - November 7, 2014
BBVA SECURITIES INC.
October 1, 2008 - February 11, 2013
BANCWEST INVESTMENT SERVICES, INC.
September 18, 2008 - February 11, 2013
BANCWEST INVESTMENT SERVICES, INC.
February 13, 2008 - September 10, 2008
WELLS FARGO CLEARING SERVICES, LLC
October 17, 2007 - September 10, 2008
WELLS FARGO CLEARING SERVICES, LLC
May 2, 2001 - October 17, 2007
WELLS FARGO INVESTMENTS, LLC
May 18, 1999 - May 2, 2001
WELLS FARGO SECURITIES INC.
September 12, 1997 - May 18, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 27, 1995 - January 17, 1996
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FBL MARKETING SERVICES, LLC
CRD#: 5309 / SEC#: , 8-15855
Contact information
FINRA licenses (44 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FBL FINANCIAL GROUP, INC | OWNER | |
| ALDRIDGE, ANTHONY JAMES | CHIEF ACCOUNTING OFFICER | 5999478 |
| GLEASON, MATHEW EVERETTE | PRESIDENT | 6434929 |
| MAY, CLINT JAMES | VICE PRESIDENT ASSISTANT GENERAL COUNSEL | 4129595 |
| MCGONEGLE, JULIE MARIE | FINANCIAL SERVICES ADMINISTRATION VICE PRESIDENT | 2188891 |
| MORGAN, JENNIFER LEA | CHIEF COMPLIANCE OFFICER & ASST. SECRETARY | 2550729 |
| NELSON, JAMES ARTHUR | MANAGER LIFE ACCOUNTING AND FINOP | 4640561 |
| O'TOOL, MICHAEL DEAN | DIRECTOR COMPLIANCE | 2570040 |
| SEIBEL, DONALD JOSEPH | TREASURER | 6140054 |
| SHRYACK, CHRISTOPHER THOMAS | VICE PRESIDENT LIFE SALES | 2105590 |
| ST CLAIR, KARI LOUISE | DIRECTOR, MARKETING SVCS & FIELD SUPPORT | 3168561 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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