John M. Culp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Marshall Culp III was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1995. John had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2016 - May 15, 2025
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
December 14, 2016 - May 15, 2025
CAPITAL INVESTMENT GROUP, INC.
October 15, 2013 - December 6, 2016
ADVISORY SERVICES NETWORK
September 10, 2013 - December 9, 2016
TRIAD ADVISORS LLC
June 10, 2013 - September 6, 2013
VOYA FINANCIAL ADVISORS, INC.
May 7, 2012 - June 28, 2013
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
May 7, 2012 - June 28, 2013
CAPITAL INVESTMENT GROUP, INC.
January 20, 2012 - May 7, 2012
BRYANT & BRANNOCK, LLC.
November 11, 2011 - May 21, 2012
GROVE POINT INVESTMENTS, LLC
January 3, 2011 - April 28, 2011
TRIANGLE WEALTH MANAGEMENT
October 26, 2006 - December 31, 2010
TRIANGLE SECURITIES, LLC
September 22, 2000 - April 28, 2011
TRIANGLE SECURITIES, LLC
October 1, 1999 - September 22, 2000
WELLS FARGO CLEARING SERVICES, LLC
March 21, 1996 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
December 22, 1995 - February 6, 1996
MID-ATLANTIC SECURITIES, INC.
Primary Firm SEC Registration
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CRD#: 149124 / SEC#: 801-69846
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CRD#: 149124 / SEC#: 801-69846
Contact information
SEC notice filing (39 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,619 |
| AUM (Assets Under Management) | $ 1,930,938,262 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
