Brian Guy Lancaster
Professional Summary
Brian Guy Lancaster is a registered financial advisor currently at CLAYTON PARTNERS LLC located in Berkeley, California. Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Brian has worked at 3 firms and has passed the Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
CASTLE PEAK ASSET MANAGEMENT | JASON STANKOWSKI | CLAYTON PARTNERS LLC | CLAYTON PARTNERS | CASTLE PEAK ASSET MANAGEMENT, LLC
Contact Information
Main Address
3160 College Avenue Suite 203, Berkeley, CA 94705Phone Number
(415) 296-5070# of Employees
4SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
80AUM (Assets Under Management)
$171,997,700Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
CASTLE PEAK ASSET MANAGEMENT | JASON STANKOWSKI | CLAYTON PARTNERS LLC | CLAYTON PARTNERS | CASTLE PEAK ASSET MANAGEMENT, LLC
State Registrations and Notice Filings
(1/10/2011)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Brian Guy Lancaster's CRS (Customer Relationship Summary).
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