AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
FP

Frank Douglas Precht

GFN CAPITAL MANAGEMENT
RICHARDSON, TX
·CRD# 2636506·31 years experience

Professional Summary

Frank Douglas Precht is a registered financial advisor currently at GFN CAPITAL MANAGEMENT located in Richardson, Texas and KOVACK SECURITIES INC. located in Richardson, Texas. Frank is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Frank has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
View profile
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Contact Information

Email

xxxxx@xxxx.xxx

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Years of Experience

31 years in the financial services industry

Current & Past Employments

GFN CAPITAL MANAGEMENT·CRD# 139403
RIA
300 N. Coit Road, Suite 1300, Richardson, TX 75080
August 28, 2006 - Present
KOVACK SECURITIES INC.·CRD# 44848
BD
300 N. Coit Road Suite 1300, Richardson, TX 75080
February 13, 2007 - Present
THOMAS GROUP CAPITAL·CRD# 112901
BD
Dallas, TX
May 23, 2006 - March 7, 2007
FSC SECURITIES CORPORATION·CRD# 7461
RIA
Dallas, TX
December 4, 2002 - June 16, 2006
FSC SECURITIES CORPORATION·CRD# 7461
BD
Dallas, TX
December 4, 2002 - June 16, 2006
IFG NETWORK SECURITIES, INC.·CRD# 19948
BD
Atlanta, GA
September 29, 1995 - November 18, 2002

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Current Firm

GC
GFN CAPITAL MANAGEMENT

GFN CAPITAL MANAGEMENT | GLAZER CAPITAL MANAGEMENT, LLC | GLAZER CAPITAL

CRD#: 139403 / SEC#: 801-136197
RIA
Registered Investment Advisory firm - SEC (7/8/2026 Approved)
Arkansas
Registered Investment Advisory firm - Arkansas (11/9/2011 Terminated)
Texas
Registered Investment Advisory firm - Texas (5/30/2006 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

300 N. Coit Road, Suite 1300, Richardson, TX 75080

Phone Number

(972) 385-0007

# of Employees

5

SEC notice filing (1 States and Territories)

Registered to provide investment advisory services in 1 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GFN CAPITAL MANAGEMENT WRAP BROCHURE (4/3/2026)

Regulatory Assets Under Management

Total Number of Accounts

384

AUM (Assets Under Management)

$120,053,264

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DBA: GLAZER FINANCIAL NETWORK - 300 N. COIT ROAD, SUITE 1300, RICHARDSON, TX 75080, MAIN COMPANY FOR MARKETING, SALES ,COLLECTS FEES FOR ACCOUNTING AND PENSION, SALES, 40% OF TIME SPENT. 2) FIXED INSURANCE - 300 N. COIT ROAD, SUITE 1300, RICHARDSON, TX 75080; FIXED INSURANCE SALES; NON INVESTMENT RELATED; SALES; 25% OF TIME SPENT 3) THE PENSION SPECIALISTS, INC. - A DIVISION OF GLAZER FINANCIAL NETWORK, SALES, MARKETS FOR PENSION ADMINISTRATION, 10% OF TIME SPENT. 4) GLAZER CAPITAL MANAGEMENT DBA GFN CAPITAL MANAGEMENT - 300 N. COIT ROAD, SUITE 1300, RICHARDSON, TX 75080, DIVISION OF GLAZER FINANCIAL NETWORK, MARKETS RIA BUSINESS, SALES, 15% OF TIME SPENT. 5) FRANK PRECHT HUNTING LAND - EASTLAND COUNTY TEXAS; NON-INVESTMENT RELATED; START DATE SEPT. 1.2006; HUNTING LEASE; OWNER; MANAGING THE LEASE; 5 HOURS/MONTH DEVOTED TO OTHER BUSINESS; LESS THAN 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS. 5)DOCTORS RESOURCE SERVICES - A DIVISION OF GLAZER FINANCIAL NETWORK, MARKETING TO DOCTORS, SALES, 5% OF TIME SPENT. 6) F.D. PRECHT FINANCIAL, INC. - 5578 GADWELL DRIVE, FRISCO, TX 75034, PERSONAL CORPORATION, COLLECTS ALL COMMISSIONS, PRESIDENT, 5% OF TIME SPENT. 7)CATTLE SALES - EASTLAND, TX; OWNER; SELLING CATTLE; NON INVESTMENT RELATED-ACTIVTY; 5% OF TIME SPENT

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GC
GFN CAPITAL MANAGEMENT

GFN CAPITAL MANAGEMENT | GLAZER CAPITAL MANAGEMENT, LLC | GLAZER CAPITAL

CRD#: 139403 / SEC#: 801-136197
RIA
Registered Investment Advisory firm - SEC (7/8/2026 Approved)
Arkansas
Registered Investment Advisory firm - Arkansas (11/9/2011 Terminated)
Texas
Registered Investment Advisory firm - Texas (5/30/2006 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Mississippi
(10/22/2013)
IAR
Texas
(8/28/2006)
RR
Texas
(2/13/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 1995About the Series 6 exam
FINRA
SRO Registrations

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Frank Douglas Precht's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#
FP
Follow Frank
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required