Mark Wasserberger
Professional summary
Mark Wasserberger is a registered financial professional currently at JAMIESON CORPORATE FINANCE US LLC located in New York, New York.
Mark is registered as a RR (Registered Representative) and started their career in finance in 2002. Mark has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Wasserberger's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 22, 2021 - Present
JAMIESON CORPORATE FINANCE US LLC
Office #1: 410 Park Ave Suite 1510, New York, NY 10022Office #2: 410 Park Ave Suite 1510, New York, NY 10022September 14, 2016 - February 2, 2021
ERNST & YOUNG CAPITAL ADVISORS, LLC
July 15, 2015 - May 25, 2016
HOULIHAN LOKEY CAPITAL, INC.
March 4, 2010 - September 14, 2015
M.E.S.A. SECURITIES, INC.
March 21, 2007 - February 2, 2010
MONTGOMERY & CO., LLC
April 26, 2006 - February 26, 2007
RAYMOND JAMES INSURANCE GROUP, INC.
October 15, 2002 - March 20, 2006
BLACKSTONE SECURITIES PARTNERS L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/3/2024)
(9/22/2021)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
JAMIESON CORPORATE FINANCE US LLC
CRD#: 170172 / SEC#: , 8-69412
Contact information
FINRA licenses (2 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
