JS
James J. Schipper
ADVISORY ALPHA
HOLLAND, MI 49423
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CRD#: 2636447
JS
Professional summary
James Jay Schipper, AIF®, who also goes by Jim Schipper, is a registered financial advisor currently at ADVISORY ALPHA, LLC located in Holland, Michigan and OSAIC WEALTH, INC. located in Holland, Michigan.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. James has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jim Schipper
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SCHIPPER AND OSTERINK; INVESTMENT-RELATED; 348 S. Waverly Rd., Suite 100, HOLLAND, MI 49423; INSURANCE AND FINANCIAL SERVICES; ARTNER; 01/1995; APPROX. 160 HOURS/MONTH; APPROX. 120 HOURS/MONTH DURING TRADING HOURS; PROVIDE FINANCIAL MANAGEMENT, CONSULTING, AND INSURANCE SERVICES TO CLIENTS. 2) JAMES JAY SCHIPPER; INVESTMENT-RELATED; 2109 ONEKAMA DR SE, GRAND RAPIDS, MI 49506; SALE OF INSURANCE; LICENSED INSURANCE AGENT; 01/2003; APPROX. 160 HOURS/MONTH AS PARTNER OF SCHIPPER & OSTERINK; APPROX. 120 HOURS/MONTH DURING TRADING HOURS AS PARTNER OF SCHIPPER & OSTERINK; OFFER TERM LIFE INSURANCE AND FIXED ANNUITIES TO CLIENTS. 3) OSAIC WEALTH, INC. (FORMERLY TRIAD ADVISORS); INVESTMENT-RELATED; OFFER AND SALE OF COMMISSION BASED INVESTMENT PRODUCTS; REGISTERED REPRESENTATIVE; 09/2013; APPROX. 160 HOURS/MONTH AS PARTNER OF SCHIPPER & OSTERINK; APPROX. 120 HOURS/MONTH DURING TRADING HOURS AS PARTNER OF SCHIPPER & OSTERINK; SALE OF COMMISSION BASED MUTUAL FUNDS AND VARIABLE ANNUITIES TO CLIENTS. 4) ADVISORY ALPHA,LLC;INVESTMENT RELATED;348 S. Waverly Rd., Suite 100, HOLLAND, MI 49423;REGISTERED INVESTMENT ADVISOR;INVESTMENT ADVISOR REPRESENTATIVE;6/1/2011;15 HRS/MONTH;6.5 HRS DURING TRADING;COUNSELING CLIENTS ON FEE-BASED INVESTMENTS
CRS (Client Relationship Summary) - RIA
Click below to view James Jay Schipper's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 5, 2011 - Present
ADVISORY ALPHA, LLC
Office #1: 348 S Waverly Rd Suite 100, Holland, MI 49423RIA
CRD#: 158282
HOLLAND, MI
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 348 S Waverly Rd Suite 250, Holland, MI 49423-8103RIA
BD
CRD#: 23131
Holland, MI
Past
September 12, 2013 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Holland, MI
Past
January 7, 2011 - April 27, 2012
REGAL INVESTMENT ADVISORS LLC
RIA
CRD#: 125004
KENTWOOD, MI
Past
October 29, 2010 - September 12, 2013
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
BD
CRD#: 18487
GRAND RAPIDS, MI
Past
February 2, 2010 - November 2, 2010
OSAIC SERVICES, INC.
RIA
CRD#: 133763
GRANDVILLE, MI
Past
October 11, 2007 - December 31, 2008
OSAIC SERVICES, INC.
RIA
CRD#: 133763
GRANDVILLE, MI
Past
December 12, 2005 - November 2, 2010
OSAIC SERVICES, INC.
BD
CRD#: 133763
GRANDVILLE, MI
Past
June 1, 2001 - December 15, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
GRANDVILLE, MI
Past
January 24, 1996 - June 5, 2001
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
July 21, 1995 - December 13, 1995
ROBERT THOMAS SECURITIES, INC
BD
CRD#: 10147
ST. PETERSBURG, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ADVISORY ALPHA, LLC
ADVISORY ALPHA | SUDDENLY SINGLE WEALTH MANAGEMENT | SCHIPPER & OSTERINK | MONEY TALES FINANCIAL | FINANCIAL TRANSITIONS LTD. | FINANCIAL DECISIONS | ESTATE DOCTOR | CONGER WEALTH MANAGEMENT | CASE WEALTH MANAGEMENT | ADVISORY ALPHA, LLC
CRD#: 158282 / SEC#: 801-72499
RIA
Registered Investment Advisory firm - (6/14/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/23/2024)
RR
California(8/23/2024)
RR
Florida(8/23/2024)
RR
Illinois(8/23/2024)
RR
Indiana(8/23/2024)
RR
Iowa(8/23/2024)
IAR
Michigan(10/5/2011)
RR
Michigan(8/23/2024)
RR
Mississippi(8/23/2024)
RR
New Hampshire(8/23/2024)
RR
North Carolina(8/23/2024)
RR
Oregon(8/23/2024)
RR
South Carolina(8/23/2024)
IAR
Texas(12/4/2017)
RR
Texas(8/23/2024)
RR
Virginia(8/23/2024)
RR
Washington(8/23/2024)
RR
Wisconsin(8/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AA
ADVISORY ALPHA, LLC
ADVISORY ALPHA | SUDDENLY SINGLE WEALTH MANAGEMENT | SCHIPPER & OSTERINK | MONEY TALES FINANCIAL | FINANCIAL TRANSITIONS LTD. | FINANCIAL DECISIONS | ESTATE DOCTOR | CONGER WEALTH MANAGEMENT | CASE WEALTH MANAGEMENT | ADVISORY ALPHA, LLC
CRD#: 158282 / SEC#: 801-72499
RIA
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Contact information
Main Address
348 S Waverly Rd Suite 100, Holland, MI 49423
Mailing Address
Phone number
(866) 530-1400
Established
Firm type
Fiscal year end
# of Employees
60
SEC notice filing (48 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 22,480 |
| AUM (Assets Under Management) | $ 3,468,083,482 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
