Frank J. Greulich
Professional summary
Frank Joseph Greulich was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Frank is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Frank had worked at 3 firms, which includes CAPITAL STRATEGIES LIMITED, BOLTON GLOBAL CAPITAL, BEACHWOOD INVESTMENTS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 1997 - August 5, 1998
CAPITAL STRATEGIES LIMITED
August 11, 1995 - September 24, 1997
BOLTON GLOBAL CAPITAL
August 2, 1995 - September 21, 1995
BEACHWOOD INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL STRATEGIES LIMITED
CRD#: 10253 / SEC#: , 8-27038
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
