Samuel T. Flamma

COREBRIDGE CAPITAL SERVICES

Woodland Hills, CA 91367

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CRD#: 2636128

Professional summary

Samuel Thomas Flamma JR, who also goes by Sam Flamma, Samuel T Flamma Jr, is a registered financial professional currently at COREBRIDGE CAPITAL SERVICES, INC. located in Woodland Hills, California.

Samuel is registered as a RR (Registered Representative) and started their career in finance in 1995. Samuel has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Sam Flamma | Samuel T Flamma Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Samuel Thomas Flamma JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 5, 2023 - Present

COREBRIDGE CAPITAL SERVICES, INC.

Office #1: 21650 Oxnard Avenue Suite 750, Woodland Hills, CA 91367

CRD#: 13158

Woodland Hills, CA

Past

March 6, 2007 - February 24, 2011

LINCOLN FINANCIAL DISTRIBUTORS, INC.

RIA

CRD#: 145

SEWELL, NJ

Past

March 6, 2007 - September 8, 2023

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

March 8, 2006 - June 25, 2007

ICON ADVISERS, INC.

RIA

CRD#: 108268

GREENWOOD VILLAGE, CO

Past

August 5, 2005 - June 25, 2007

ICON DISTRIBUTORS, INC.

CRD#: 28568

GREENWOOD VILLAGE, CO

Past

February 6, 2003 - July 5, 2005

RTE SECURITIES, INC.

CRD#: 39623

RYDAL, PA

Past

July 1, 2002 - January 30, 2003

VESTGEN INVESTMENT MANAGEMENT

RIA

CRD#: 118851

NORTHFIELD, NJ

Past

May 19, 1997 - July 2, 2002

RTE SECURITIES, INC.

CRD#: 39623

RYDAL, PA

Past

April 30, 1996 - February 20, 1997

FIRST COLONIAL SECURITIES

CRD#: 25121

BOCA RATON, FL

Past

July 19, 1995 - October 3, 1995

A. R. BARON & CO., INC.

CRD#: 29285

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(9/5/2023)

Florida
(10/24/2023)

New Jersey
(9/5/2023)

Pennsylvania
(3/4/2024)

South Carolina
(10/24/2023)

Exams

State Security Law Exam

IAR

Series 66

Date: 1/15/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/27/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/18/1995

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158 / SEC#: , 8-28733

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

30 Hudson Street 16th Floor, Jersey City, NJ 07302

Mailing Address

30 Hudson Street 16th Floor, Jersey City, NJ 07302

Phone number

(201) 324-6300

Established

Delaware since 11/05/1982

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
SUNAMERICA ASSET MANAGEMENT, LLC.	SHAREHOLDER
BURNETTE, CYNTHIA LEA	CHIEF FINANCIAL OFFICER	1863103
FORTEY, MICHAEL	CHIEF COMPLIANCE OFFICER	2304969
NASTA, CHRISTINA MARIE	PRESIDENT	2736888

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Samuel T. Flamma

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Samuel Thomas Flamma JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

LINCOLN FINANCIAL DISTRIBUTORS, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

ICON ADVISERS, INC.

ICON DISTRIBUTORS, INC.

RTE SECURITIES, INC.

VESTGEN INVESTMENT MANAGEMENT

RTE SECURITIES, INC.

FIRST COLONIAL SECURITIES

A. R. BARON & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/15/2002

Series 63

Date: 7/27/1995

SIE

Date: 10/1/2018

Series 7

Date: 7/18/1995

FINRA

Current Firm

COREBRIDGE CAPITAL SERVICES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

COREBRIDGE CAPITAL SERVICES, INC.

TRUST BUT VERIFY

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