Douglas M. Warzinski
Professional summary
Douglas Matthew Warzinski, CFP®, CIMA®, who also goes by Douglas M Warzinski, is a registered financial advisor currently at CARNEGIE INVESTMENT COUNSEL located in Canonsburg, Pennsylvania.
Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Douglas has worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Matthew Warzinski's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2021
Experience
July 29, 2021 - Present
CARNEGIE INVESTMENT COUNSEL
Office #1: 1500 Ashwood Drive Suite 1504, Canonsburg, PA 15317July 25, 2018 - June 30, 2021
PNC WEALTH MANAGEMENT LLC
May 21, 2018 - June 30, 2021
PNC WEALTH MANAGEMENT LLC
October 5, 1995 - January 15, 1999
CITISTREET EQUITIES LLC
Primary Firm SEC Registration
CARNEGIE INVESTMENT COUNSEL
CRD#: 150488 / SEC#: 801-70242
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/29/2021)
Exams
Current Firm
CARNEGIE INVESTMENT COUNSEL
CRD#: 150488 / SEC#: 801-70242
Contact information
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,127 |
| AUM (Assets Under Management) | $ 6,520,130,588 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 07/13/2023 | ||
| 02/08/2023 |
Red Flags
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