Christopher R. Vanstelle
Professional summary
Christopher Robert Vanstelle was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Christopher Robert Vanstelle was a registered financial advisor .
Christopher is a previously registered financial advisor and started their career in finance in 1995. Christopher had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2011 - February 5, 2016
STEELPOINT SECURITIES, LLC
June 17, 2004 - November 3, 2010
WBB SECURITIES, LLC
January 3, 2002 - November 3, 2010
WBB SECURITIES, LLC
June 28, 1999 - February 15, 2002
PACIFIC AMERICAN SECURITIES, LLC
September 16, 1998 - June 28, 1999
ZA ASSOCIATES, INC.
December 1, 1997 - September 10, 1998
VANGUARD CAPITAL
April 3, 1996 - December 2, 1997
PIM FINANCIAL SERVICES, INC.
July 19, 1995 - January 12, 1996
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/4/2000
Limited Representative-Equity Trader ExamCurrent Firm
STEELPOINT SECURITIES, LLC
CRD#: 155847 / SEC#: , 8-68744
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
