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DK

Daniel Kaminer

CRD# 263592·Registered 1968 - 2003
Previously Registered: Being a previously registered professional could mean that Daniel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Daniel Kaminer was a registered financial advisor. Daniel was a previously registered financial professional and started their career in finance 1968 - 2003. Daniel had worked at 8 firms and has passed the Series 5, Series 41, Series 000, Series 1 and Series 40 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

62 years in the financial services industry

Current & Past Employments

KAMCO SECURITIES, INC.·CRD# 22410
BD
Bernardsville, NJ
June 7, 2002 - May 13, 2003
KAMCO, L.P.·CRD# 34186
BD
Stamford, CT
July 27, 1993 - January 24, 1994
KAMCO SECURITIES, INC.·CRD# 22410
BD
Bernardsville, NJ
October 19, 1988 - May 21, 2002
AIG, INC.·CRD# 17001
BD
March 31, 1987 - December 19, 1987
GRUNTAL & CO., L.L.C.·CRD# 372
BD
January 20, 1984 - January 26, 1984
AIG SECURITIES CORP.·CRD# 14321
BD
November 8, 1983 - April 12, 1988
JII SECURITIES INC.·CRD# 406
BD
July 15, 1974 - January 5, 1984
F. L. SALOMON & CO.·CRD# 3261
BD
July 28, 1971 - March 18, 1976
ICAHN & CO., INC.·CRD# 2274
BD
December 24, 1968 - September 2, 1971

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Current Firm

KS
KAMCO SECURITIES, INC.

KAMCO SECURITIES, INC.

CRD#: 22410 / SEC#: 8-39639
BD
Terminated by SEC on 08/30/2003

Contact Information

Established

New York since 03/23/1988

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
KAMINER, LOUISESHAREHOLDER—
KAMINER, BRIAN MITCHELLTREASURER/CIO/VP/CO2107812
KAMINER, DANIELSROP/VICE PRESIDENT263592
KAMINER, STACEY ROBIN-ANPRESIDENT/SROP/CROP2168187
SPINDEL, HOWARDFIN.OP/CFO708042

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 5 — Interest Rate Options Examination

Passed Sep 1981

Series 41 — NYSE Allied Member Examination

Passed Dec 1968

Series 000 — General Securities Principal Examination

Passed Feb 1964

Series 1 — Registered Representative Examination

Passed Feb 1964

Series 40 — Registered Principal Examination

Passed Dec 1968

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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