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DK

Daniel Kaminer

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CRD#: 263592
DK

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Daniel Kaminer was a registered financial professional .

Daniel is a previously registered financial professional and started their career in finance in 1968. Daniel had worked at 8 firms and has passed the Series 5, Series 41, Series 000, Series 1 and Series 40 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 7, 2002 - May 13, 2003

KAMCO SECURITIES, INC.

BD
CRD#: 22410
BERNARDSVILLE, NJ
Past

July 27, 1993 - January 24, 1994

KAMCO, L.P.

BD
CRD#: 34186
STAMFORD, CT
Past

October 19, 1988 - May 21, 2002

KAMCO SECURITIES, INC.

BD
CRD#: 22410
BERNARDSVILLE, NJ
Past

March 31, 1987 - December 19, 1987

AIG, INC.

BD
CRD#: 17001
Past

January 20, 1984 - January 26, 1984

GRUNTAL & CO., L.L.C.

BD
CRD#: 372
Past

November 8, 1983 - April 12, 1988

AIG SECURITIES CORP.

BD
CRD#: 14321
Past

July 15, 1974 - January 5, 1984

JII SECURITIES INC.

BD
CRD#: 406
Past

July 28, 1971 - March 18, 1976

F. L. SALOMON & CO.

BD
CRD#: 3261
Past

December 24, 1968 - September 2, 1971

ICAHN & CO., INC.

BD
CRD#: 2274

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 5
Date: 9/25/1981
Interest Rate Options Examination
General Industry/Product Exam
RR
Series 41
Date: 12/16/1968
NYSE Allied Member Examination
General Industry/Product Exam
RR
Series 000
Date: 2/10/1964
General Securities Principal Examination
General Industry/Product Exam
RR
Series 1
Date: 2/10/1964
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 40
Date: 12/16/1968
Registered Principal Examination

Current Firm


KS
KAMCO SECURITIES, INC.
KAMCO SECURITIES, INC.

CRD#: 22410 / SEC#: , 8-39639

BD
Terminated by SEC on 08/30/2003
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Contact information


Main Address
Mailing Address
Phone number
Established
New York since 03/23/1988
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
KAMINER, LOUISESHAREHOLDER
KAMINER, BRIAN MITCHELLTREASURER/CIO/VP/CO2107812
KAMINER, DANIELSROP/VICE PRESIDENT263592
KAMINER, STACEY ROBIN-ANPRESIDENT/SROP/CROP2168187
SPINDEL, HOWARDFIN.OP/CFO708042

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KAMCO SECURITIES, INC.

CRD#: 22410

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