Alejandro (. Riquezes

WINDMILLS CAPITAL

Delray Beach, FL

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CRD#: 2635856

Professional summary

Alejandro ("nmn") Riquezes, who also goes by Alejandro Riquezes, is a registered financial advisor currently at WINDMILLS CAPITAL INC. located in Delray Beach, Florida.

Alejandro is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Alejandro has worked at 6 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alejandro Riquezes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Riquezes is a Co-Founder and CEO of Wind2share, a Social Referral Network especially designed to connect people and companies to relate to each other and empower referral and business opportunities. Wind2share allows members to benefit from their social and professional relationships, providing clear incentives to refer potential clients to institutions and companies, and empower their own business projects. Mr. Riquezes dedicates 40% of his time to this endeavor. Mr. Riquezes is also affiliated with the following companies: Windmills Global Corp., Dinamo International W2S Corp., Nano Prolube International Corp., 505 South Shore Drive LLC, Keppel International LLC, Nano ProLube USA LLC, Gunanco Inc., and Lotus-Sutra Corp. He is also affiliated with two non-operating and dormant companies: Desarrollos Punta Alta Despunta, C.A. and Trust Trade TTCA, C.A. Mr. Riquezes is also affiliated with the following non-financial companies: ?Windmills Global Corp. ?Dinamo International W2S Corp. ?Nano Prolube International Corp. ?Nano Prolube USA LLC ?Vertex Energia Venezolana S.A. ?Junando Inc. ?Lotus-Sutra Corp. - VP ?Desarrollos Punta Alta Despunta, C.A. - President ?Trust Trade TTCA, C.A. Gunanco Inc. - President. Family holding co., development. He will use 10 hours a month in this capacity. In total, he dedicates approximately 10 hrs per month to these OBAs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alejandro ("nmn") Riquezes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 20, 2009 - Present

WINDMILLS CAPITAL INC.

Office #2: 751 Park Of Commerce Dr. Suite 128, Boca Raton, FL 33487Office #3: 2000 Ponce De Leon Blvd., Suit Suite 516a, Coral Gables, FL 33134

RIA

CRD#: 149805

Delray Beach, FL

Past

May 26, 2006 - August 14, 2008

UBS INTERNATIONAL INC.

RIA

CRD#: 107726

SAN DIEGO, CA

Past

May 26, 2006 - August 14, 2008

UBS INTERNATIONAL INC.

CRD#: 107726

SAN DIEGO, CA

Past

July 1, 2003 - May 30, 2006

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MIAMI, FL

Past

July 1, 2003 - May 30, 2006

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MIAMI, FL

Past

February 18, 1997 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

MIAMI, FL

Past

February 18, 1997 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

December 1, 1995 - February 14, 1997

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

July 17, 1995 - August 2, 1995

GKN SECURITIES CORP.

CRD#: 19415

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/20/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/14/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/19/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 5/19/1999

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/14/1995

General Securities Representative Examination

Current Firm

WINDMILLS CAPITAL INC.

WINDMILLS CAPITAL INC. | WINDMILLS CAPITAL, INC.

CRD#: 149805 / SEC#: 801-70115

RIA

Registered Investment Advisory firm - (6/28/2012 Terminated)

Florida

Registered Investment Advisory firm - (6/28/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Delray Beach, FL

Mailing Address

Phone number

(858) 344-6081

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	15
AUM (Assets Under Management)	$ 4,230,116

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Alejandro (. Riquezes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alejandro ("nmn") Riquezes's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS INTERNATIONAL INC.

UBS INTERNATIONAL INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

GRUNTAL & CO., L.L.C.

GKN SECURITIES CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/14/1998

Series 63

Date: 7/19/1995

Series 3

Date: 5/19/1999

Series 7

Date: 7/14/1995

Current Firm

WINDMILLS CAPITAL INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WINDMILLS CAPITAL INC.

TRUST BUT VERIFY

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