William J. Andrian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William J Andrian, who also goes by William James Andrian, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1995. William had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 2022 - July 17, 2023
KEY INVESTMENT SERVICES LLC
March 16, 2022 - July 17, 2023
KEY INVESTMENT SERVICES LLC
October 29, 2019 - March 10, 2022
CITIZENS SECURITIES, INC.
October 29, 2019 - March 10, 2022
CITIZENS SECURITIES, INC.
April 9, 2014 - March 28, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 9, 2014 - March 28, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 11, 2012 - January 3, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 25, 2012 - January 3, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 5, 2009 - July 7, 2010
MML INVESTORS SERVICES, LLC
August 17, 2000 - January 30, 2001
METROPOLITAN LIFE INSURANCE COMPANY
August 17, 2000 - January 30, 2001
MSI FINANCIAL SERVICES, INC.
August 3, 1998 - September 9, 1999
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
July 12, 1995 - August 1, 1996
VP DISTRIBUTORS LLC
Primary Firm SEC Registration
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
Contact information
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
