Richard H. Kamenshine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard H Kamenshine, who also goes by Rick Kamenshine, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1969. Richard had worked at 18 firms and has passed the Series 63, Series 22, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2007 - November 2, 2007
WELTON STREET INVESTMENTS LLC
May 17, 2006 - March 15, 2007
PACIFIC WEST SECURITIES, INC.
January 9, 2006 - March 24, 2006
LIBERTY GROUP, LLC
April 27, 2001 - April 15, 2002
VESTAX SECURITIES CORPORATION
August 30, 1999 - March 13, 2001
USALLIANZ SECURITIES, INC.
September 25, 1997 - March 4, 1999
OSAIC FS, INC.
January 1, 1997 - November 14, 1997
WOODBURY FINANCIAL SERVICES, INC.
December 8, 1993 - December 31, 1995
INVESTORS CAPITAL CORP.
February 19, 1993 - March 12, 1993
EDWARD JONES
February 12, 1987 - February 17, 1993
NALICO EQUITY CORPORATION
May 8, 1985 - December 2, 1985
PILOT FINANCIAL SERVICES, INC.
May 1, 1979 - March 11, 1987
USLIFE EQUITY SALES CORP.
September 7, 1978 - May 1, 1979
USLIFE EQUITY SALES CORP
January 23, 1978 - September 26, 1978
COMBINED FUND MANAGEMENT COMPANY
May 2, 1977 - July 13, 1977
SECURITIES MANAGEMENT & RESEARCH, INC.
August 23, 1972 - January 1, 1973
CITIGROUP GLOBAL MARKETS INC.
April 20, 1971 - September 14, 1972
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
October 13, 1969 - May 29, 1971
SHEARSON, HAMMILL & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/15/1977
Registered Representative ExaminationCurrent Firm
WELTON STREET INVESTMENTS LLC
CRD#: 132111 / SEC#: , 8-66557
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
