Sol J. Kamen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sol Joseph Kamen, who also goes by Sol Kamenkowitz, was a registered financial professional .
Sol is a previously registered financial professional and started their career in finance in 1961. Sol had worked at 5 firms and has passed the Series 63, Series 7, Series 1, Series 24 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 1986 - January 9, 1990
SUNRISE CAPITAL CORP.
October 11, 1983 - February 21, 1985
EASTWOOD SECURITIES INC.
January 21, 1974 - November 18, 1977
BOURSE SECURITIES
February 19, 1969 - August 10, 1973
KAMEN SECURITIES, INC.
January 6, 1961 - August 6, 1973
WILLIAM DAVID & CO INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 1/6/1961
Registered Representative ExaminationSeries 00
Date: 1/13/1969
General Securities Principal ExaminationCurrent Firm
SUNRISE CAPITAL CORP.
CRD#: 4283 / SEC#: , 8-17902
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
