Terry M. Riffle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terry Mark Riffle was a registered financial professional .
Terry is a previously registered financial professional and started their career in finance in 1995. Terry had worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2014 - May 15, 2025
PARAMOUNT CAPITAL ADVISORS, LLC
January 11, 2012 - March 30, 2012
UNITED ADVISORS AMERICA
May 17, 2005 - August 29, 2006
NATIONAL PLANNING CORPORATION
May 9, 2005 - August 29, 2006
NATIONAL PLANNING CORPORATION
May 7, 2004 - March 10, 2005
THE HUNTINGTON INVESTMENT COMPANY
December 1, 2001 - April 19, 2004
U.S. BANCORP INVESTMENTS, INC.
May 31, 2000 - December 1, 2001
FIRSTAR INVESTMENT SERVICES,INC.
September 8, 1997 - May 31, 2000
CONSECO SECURITIES, INC.
July 22, 1997 - September 3, 1997
WRP INVESTMENTS, INC.
May 30, 1996 - May 16, 1997
LOCUST STREET SECURITIES, INC.
July 14, 1995 - May 31, 1996
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
PARAMOUNT CAPITAL ADVISORS, LLC
CRD#: 169671 / SEC#:
Contact information
Red Flags
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