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Terry Mark Riffle

CRD# 2635610·Registered 1995 - 2025
Previously Registered: Being a previously registered professional could mean that Terry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Terry Mark Riffle was a registered financial advisor. Terry was a previously registered financial professional and started their career in finance 1995 - 2025. Terry had worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

PARAMOUNT CAPITAL ADVISORS, LLC·CRD# 169671
RIA
Canton, OH
January 2, 2014 - May 15, 2025
UNITED ADVISORS AMERICA·CRD# 147350
RIA
Prosper, TX
January 11, 2012 - March 30, 2012
NATIONAL PLANNING CORPORATION·CRD# 29604
RIA
Monroeville, PA
May 17, 2005 - August 29, 2006
NATIONAL PLANNING CORPORATION·CRD# 29604
BD
Monroeville, PA
May 9, 2005 - August 29, 2006
THE HUNTINGTON INVESTMENT COMPANY·CRD# 16986
BD
Columbus, OH
May 7, 2004 - March 10, 2005
U.S. BANCORP INVESTMENTS, INC.·CRD# 17868
BD
Saint Paul, MN
December 1, 2001 - April 19, 2004
FIRSTAR INVESTMENT SERVICES,INC.·CRD# 14536
BD
Morris Plains, NJ
May 31, 2000 - December 1, 2001
CONSECO SECURITIES, INC.·CRD# 29367
BD
Carmel, IN
September 8, 1997 - May 31, 2000
WRP INVESTMENTS, INC.·CRD# 7365
BD
Youngstown, OH
July 22, 1997 - September 3, 1997
LOCUST STREET SECURITIES, INC.·CRD# 1703
BD
Des Moines, IA
May 30, 1996 - May 16, 1997
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
July 14, 1995 - May 31, 1996

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Current Firm

PC
PARAMOUNT CAPITAL ADVISORS, LLC

PARAMOUNT CAPITAL ADVISORS, LLC | RIFFLE, TERRY MARK

CRD#: 169671

Contact Information

Main Address

Canton, OH

Phone Number

(330) 915-6114

# of Employees

1

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PARAMOUNT INSURANCE AGENCY, LLC, A LIFE AND HEALTH INSURANCE COMPANY IN LOUISVILLE, OHIO, INDEPENDENT INSURANCE AGENT, 5/2014, APPROXIMATELY 50% OF TIME SPENT ON INSURANCE BUSINESS.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2011About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2004About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1997About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1995About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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