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LK

Larry S. Kopp

GRIFFIN SECURITIES
NEW YORK, NY 10004
Some features on this profile are disabled
CRD#: 2635307
LK

Professional summary

Larry Steven Kopp is a registered financial professional currently at GRIFFIN SECURITIES, INC. located in New York, New York.

Larry is registered as a RR (Registered Representative) and started their career in finance in 2007. Larry has worked at 3 firms and has passed the Series 66, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Larry Steven Kopp's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 25, 2008 - Present

GRIFFIN SECURITIES, INC.

Office #1: 17 State Street, New York, NY 10004Office #2: 17 State Street, New York, NY 10004
BD
CRD#: 43229
NEW YORK, NY
Past

May 15, 2012 - November 27, 2013

PURCELL ADVISORY SERVICES, LLC

RIA
CRD#: 117238
TACOMA, WA
Past

November 15, 2007 - December 31, 2010

GLOBE CAPITAL ADVISORS

RIA
CRD#: 138006
TACOMA, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(6/25/2008)
RR
Washington
(6/25/2008)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/16/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/27/2006
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/12/2007
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

GS
GRIFFIN SECURITIES, INC.
GRIFFIN ADVISERS | GRIFFIN SECURITIES, INC.

CRD#: 43229 / SEC#: , 8-50186

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
17 State Street, New York, NY 10004
Mailing Address
17 State Street, New York, NY 10004
Phone number
(212) 509-9500
Established
New York since 04/01/1997
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
STECYK, ADRIAN ZENONPRESIDENT2883667
STECYK, CHRYSTYNA MARIAVICE PRESIDENT2883670
LANCIAN, JULIA RACHELFINOP, CHIEF COMPLIANCE OFFICER4116564
STERLING SECURITIES INTERNATIONAL LTD.SHAREHOLDER

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GRIFFIN SECURITIES, INC.

CRD#: 43229New York, NY 10004

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