Wendy H. Kowalik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wendy Hope Kowalik, who also goes by Wendy Hope Pulley, was a registered financial professional .
Wendy is a previously registered financial professional and started their career in finance in 1995. Wendy had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2011 - December 31, 2017
PREDICO PARTNERS, LLC
August 7, 2006 - March 4, 2011
LPL FINANCIAL LLC
August 7, 2006 - March 4, 2011
LPL FINANCIAL LLC
December 30, 1999 - March 30, 2012
ONE ADVOCATE GROUP
September 7, 1995 - August 11, 2006
MML INVESTORS SERVICES, LLC
September 7, 1995 - August 11, 2006
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PREDICO PARTNERS, LLC
CRD#: 158946 / SEC#:
Contact information
Red Flags
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