Matthew S. Abrams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Stuart Abrams was a registered financial advisor .
Matthew is a previously registered financial advisor and started their career in finance in 1995. Matthew had worked at 6 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2011 - May 17, 2011
HARRISON DOUGLAS, INC.
March 16, 2005 - February 24, 2011
ALTERNATIVE WEALTH STRATEGIES, INC.
February 6, 2003 - May 10, 2005
STUART STONE & CO., LLC
March 8, 2002 - December 17, 2002
GROVE POINT INVESTMENTS, LLC
January 18, 2002 - December 17, 2002
GROVE POINT INVESTMENTS, LLC
June 17, 1996 - December 6, 2001
GROVE POINT INVESTMENTS, LLC
January 1, 1996 - June 18, 1996
IFG NETWORK SECURITIES, INC.
August 24, 1995 - January 1, 1996
COMPREHENSIVE FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HARRISON DOUGLAS, INC.
CRD#: 16515 / SEC#: , 8-34070
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
