JH
Jeffrey W. Hanretty
LIFEMARK SECURITIES
New Hartford, NY 13413
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CRD#: 2635220
JH
Professional summary
Jeffrey William Hanretty, who also goes by Jeffrey William Hanretty, is a registered financial advisor currently at LIFEMARK SECURITIES CORP. located in New Hartford, New York.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Jeffrey has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeffrey William Hanretty
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) JEFFREY W. HANRETTY CPA & ASSOCIATES CPA PRACTICE/NOT INVESTMENT RELATED/ 8365 SENECA TURNPIKE, NEW HARTFORD, NY 13413/ CPA/OWNER OPERATOR SINCE 1989/ 200 PER MONTH / 5 HRS A DAY DURING TRADING HRS/MANAGE CPA PRACTICE.(2) 8379 SENECA TURNPIKE, LLC /NOT INVESTMENT RELATED/8365 SENECA TNPK NEW HARTFORD NY 13413/REAL ESTATE RENTAL 50% PARTNER IN OFFICE BUILDING WHICH IS LOCATION OF MY OFFICE START 2008/2 HRS PER MONTH/MANAGE BUILDING. / 438 South Tamiami, LLC" for the purchase of an office condo at 438 Tamiami Trail South, Osprey, FL 34229. This office is being used for a small CPA practice in Florida.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey William Hanretty's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey William Hanretty's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 2, 2017 - Present
LIFEMARK SECURITIES CORP.
Office #1: 8365 Seneca Turnpike, New Hartford, NY 13413Office #2: 438 Tamiami Trail South, Osprey, FL 34229RIA
BD
CRD#: 16204
New Hartford, NY
Current
June 2, 2017 - Present
LIFEMARK SECURITIES CORP.
Office #1: 8365 Seneca Turnpike, New Hartford, NY 13413Office #2: 438 Tamiami Trail South, Osprey, FL 34229RIA
BD
CRD#: 16204
New Hartford, NY
Past
November 17, 2016 - May 19, 2017
B. RILEY WEALTH ADVISORS, INC.
RIA
CRD#: 115927
NEW HARTFORD, NY
Past
May 6, 2016 - May 19, 2017
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
NEW HARTFORD, NY
Past
May 17, 2012 - May 12, 2016
ADIRONDACK TRADING GROUP LLC
BD
CRD#: 103910
NEW HARTFORD, NY
Past
June 15, 2000 - April 2, 2012
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
NEW HARTFORD, NY
Past
June 16, 1997 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
June 16, 1997 - June 27, 2000
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
April 19, 1996 - August 7, 1996
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
Past
April 19, 1996 - August 7, 1996
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
Past
December 8, 1995 - February 26, 1996
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/27/2024)
RR
Florida(8/9/2017)
IAR
Florida(8/9/2017)
RR
Georgia(3/6/2025)
RR
New York(6/2/2017)
IAR
New York(8/23/2021)
RR
Pennsylvania(6/5/2017)
RR
South Carolina(1/8/2025)
IAR
Texas(1/3/2025)
RR
Texas(1/6/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
400 West Metro Park, Rochester, NY 14623
Mailing Address
400 West Metro Park, Rochester, NY 14623
Phone number
(585) 424-5672
Established
New York since 04/04/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
88
SEC notice filing (46 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KALINOWSKI, ANDREW JOSEPH | VP / BOARD MEMBER/SECRETARY | 263409 |
| MICCICHE, VINCENT JR | TREASURER/ FINOP/PFO/POO | 702149 |
| PRISCO, JAMES JOSEPH | CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER | 2653402 |
| PRISCO, JAMES JOSEPH | PRESIDENT / BOARD MEMBER | 2653402 |
| GEORGIEV, ALEXANDRE JR. | CCO OF THE RIA / DIRECTOR OF OPERATIONS | 5307830 |
Regulatory assets under management
| Total Number of Accounts | 2,021 |
| AUM (Assets Under Management) | $ 461,475,636 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LIFEMARK SECURITIES CORP.
CRD#: 16204New Hartford, NY 13413TRUST BUT VERIFY
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