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Damascus I. Lee

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CRD#: 2635061
DL

Professional summary


Damascus Isaiha Lee was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Damascus is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Damascus had worked at 13 firms, which includes CHICAGO INVESTMENT GROUP LLC, WOODSTOCK FINANCIAL GROUP INC., J.P. TURNER & COMPANY L.L.C., WALL STREET FINANCIAL GROUP INC., MONTROSE CAPITAL MANAGEMENT LTD., SOLID ISG CAPITAL MARKETS LLC, THE THERMOPYLAE GROUP INC., SHAMUS GROUP INC., MEYERS POLLOCK ROBBINS INC., FIRST ASSET MANAGEMENT INC., AMERICORP SECURITIES INC., BLUESTONE CAPITAL CORP., FAIRCHILD FINANCIAL GROUP INC..

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Damascus Isaih Lee | Dan Lee

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 23, 2004 - June 27, 2005

CHICAGO INVESTMENT GROUP, LLC

BD
CRD#: 11853
CHICAGO, IL
Past

January 15, 2003 - September 26, 2003

WOODSTOCK FINANCIAL GROUP, INC.

BD
CRD#: 38095
WOODSTOCK, GA
Past

January 16, 2001 - February 4, 2003

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
ATLANTA, GA
Past

December 5, 2000 - December 20, 2000

WALL STREET FINANCIAL GROUP, INC.

BD
CRD#: 35830
VICTOR, NY
Past

July 24, 2000 - November 3, 2000

WOODSTOCK FINANCIAL GROUP, INC.

BD
CRD#: 38095
WOODSTOCK, GA
Past

July 30, 1999 - July 3, 2000

MONTROSE CAPITAL MANAGEMENT LTD.

BD
CRD#: 40799
NEW YORK, NY
Past

November 10, 1998 - July 26, 1999

SOLID ISG CAPITAL MARKETS, LLC

BD
CRD#: 39375
NEW YORK, NY
Past

November 10, 1997 - October 19, 1998

THE THERMOPYLAE GROUP, INC.

BD
CRD#: 3059
NEW YORK, NY
Past

April 22, 1997 - October 30, 1997

SHAMUS GROUP, INC.

BD
CRD#: 5036
Past

March 21, 1997 - April 29, 1997

MEYERS POLLOCK ROBBINS, INC.

BD
CRD#: 13436
NEW YORK, NY
Past

September 26, 1996 - January 2, 1997

FIRST ASSET MANAGEMENT, INC.

BD
CRD#: 17341
GARDEN CITY, NY
Past

January 11, 1996 - October 1, 1996

AMERICORP SECURITIES, INC.

BD
CRD#: 30405
NEW YORK, NY
Past

October 27, 1995 - January 5, 1996

BLUESTONE CAPITAL CORP.

BD
CRD#: 13516
NEW YORK, NY
Past

October 5, 1995 - October 30, 1995

FAIRCHILD FINANCIAL GROUP, INC.

BD
CRD#: 21404
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 5/19/2000
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


CI
CHICAGO INVESTMENT GROUP, LLC
CHICAGO INVESTMENT GROUP | G. A. O. INC. | G A O INC | CHICAGO INVESTMENT GROUP, LLC | CHICAGO INVESTMENT GROUP, INC.

CRD#: 11853 / SEC#: , 8-27507

BD
Terminated by SEC on 09/07/2010
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Contact information


Main Address
Mailing Address
Phone number
Established
Illinois since 01/01/2002
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
COMPASS CAPITAL MANAGEMENT INTERNATIONAL, LLCOWNER
MERRITT HOLDINGS II LLCSHAREHOLDER
BULLARD, ROBERT JONATHANOPS. MGR / RSOFP2975440
LYNCH, JAMES PATRICKMANAGING DIRECTOR2387056
LYNCH, RICHARD PAULCEO/ CCO1938604

Disclosures


Regulatory Event16
Arbitration2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CHICAGO INVESTMENT GROUP, LLC

CRD#: 11853

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