Armen Karapetyan
Professional summary
Armen Karapetyan was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Armen is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Armen had worked at 8 firms, which includes BASIS FINANCIAL LLC, LEEB BROKERAGE SERVICES INC., BENNETT MULLANEY & CO. INC., TRADE.COM ONLINE SECURITIES INC., WOLFF INVESTMENT GROUP INCORPORATED, W.J. NOLAN & COMPANY INC., FOSTER JEFFRIES SECURITIES LLC, MEYERS POLLOCK ROBBINS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2003 - September 28, 2012
BASIS FINANCIAL, LLC
January 2, 2001 - July 11, 2003
LEEB BROKERAGE SERVICES, INC.
April 5, 1999 - December 31, 2000
BENNETT, MULLANEY & CO., INC.
August 3, 1998 - April 22, 1999
TRADE.COM ONLINE SECURITIES, INC.
February 20, 1998 - August 10, 1998
WOLFF INVESTMENT GROUP INCORPORATED
August 22, 1997 - December 15, 1997
W.J. NOLAN & COMPANY, INC.
August 4, 1997 - August 14, 1997
FOSTER JEFFRIES SECURITIES, LLC
August 4, 1997 - September 18, 1997
MEYERS POLLOCK ROBBINS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
BASIS FINANCIAL, LLC
CRD#: 43694 / SEC#: , 8-50367
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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