Michael H. Rollauer

WAYPOINT WEALTH COUNSEL LLC

Atlanta, GA 30327

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CRD#: 2634852

Professional summary

Michael Hayes Rollauer, CFP® is a registered financial advisor currently at WAYPOINT WEALTH COUNSEL LLC located in Atlanta, Georgia.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Michael has worked at 9 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Hayes Rollauer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

May 20, 2021 - Present

WAYPOINT WEALTH COUNSEL LLC

Office #1: 3715 Northside Parkway Nw Building 400, Suite 775, Atlanta, GA 30327

RIA

CRD#: 171822

Atlanta, GA

Past

March 21, 2011 - March 22, 2021

ARCUS CAPITAL PARTNERS, LLC

RIA

CRD#: 147346

ATLANTA, GA

Past

May 12, 2009 - January 6, 2010

HARVEST OAK CAPITAL

RIA

CRD#: 150073

ATLANTA, GA

Past

April 7, 2009 - February 9, 2010

LIHTC SECURITIES, LLC

CRD#: 13178

ALTANTA, GA

Past

November 13, 2007 - March 18, 2009

STANFORD GROUP COMPANY

RIA

CRD#: 39285

ATLANTA, GA

Past

November 2, 2007 - March 18, 2009

STANFORD GROUP COMPANY

CRD#: 39285

ATLANTA, GA

Past

July 24, 2006 - November 6, 2007

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

ATLANTA, GA

Past

July 21, 2006 - November 6, 2007

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Past

March 7, 2003 - July 17, 2006

OSAIC FA, INC.

RIA

CRD#: 3978

ATLANTA, GA

Past

July 25, 2002 - April 17, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

ATLANTA, GA

Past

July 25, 2002 - July 17, 2006

OSAIC FA, INC.

CRD#: 3978

ATLANTA, GA

Past

April 5, 2001 - July 29, 2002

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

ATLANTA, GA

Past

March 18, 1999 - July 29, 2002

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WAYPOINT WEALTH COUNSEL LLC

CRD#: 171822 / SEC#: 801-110569

RIA

Registered Investment Advisory firm - (5/19/2017 Approved)

Georgia

Registered Investment Advisory firm - (6/9/2017 Terminated)

Louisiana

Registered Investment Advisory firm - (5/22/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(5/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/31/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/24/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 7/23/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/17/1999

General Securities Representative Examination

Current Firm

WAYPOINT WEALTH COUNSEL LLC

CRD#: 171822 / SEC#: 801-110569

RIA

Registered Investment Advisory firm - (5/19/2017 Approved)

Georgia

Registered Investment Advisory firm - (6/9/2017 Terminated)

Louisiana

Registered Investment Advisory firm - (5/22/2017 Terminated)

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Contact information

Main Address

3715 Northside Parkway Nw Building 400, Suite 775, Atlanta, GA 30327

Mailing Address

Phone number

(404) 955-7481

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	878
AUM (Assets Under Management)	$ 663,618,239

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael H. Rollauer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Hayes Rollauer's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARCUS CAPITAL PARTNERS, LLC

HARVEST OAK CAPITAL

LIHTC SECURITIES, LLC

STANFORD GROUP COMPANY

STANFORD GROUP COMPANY

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

WAYPOINT WEALTH COUNSEL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/31/1999

Series 63

Date: 3/24/1999

Series 31

Date: 7/23/2007

Series 7

Date: 3/17/1999

Current Firm

WAYPOINT WEALTH COUNSEL LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WAYPOINT WEALTH COUNSEL LLC

TRUST BUT VERIFY

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