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MR

Michael H. Rollauer

HIGHBROOK CAPITAL PARTNERS
ATLANTA, GA 30305
Some features on this profile are disabled
CRD#: 2634852
MR

Professional summary

Michael Hayes Rollauer, CFP® is a registered financial advisor currently at HIGHBROOK CAPITAL PARTNERS located in Atlanta, Georgia.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Michael has worked at 10 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Hayes Rollauer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2003

Experience

Current

January 13, 2026 - Present

HIGHBROOK CAPITAL PARTNERS

Office #1: 3490 Piedmont Road Suite 650, Atlanta, GA 30305
RIA
CRD#: 338408
ATLANTA, GA
Past

May 20, 2021 - February 10, 2026

WAYPOINT WEALTH COUNSEL LLC

RIA
CRD#: 171822
ATLANTA, GA
Past

March 21, 2011 - March 22, 2021

ARCUS CAPITAL PARTNERS, LLC

RIA
CRD#: 147346
ATLANTA, GA
Past

May 12, 2009 - January 6, 2010

HARVEST OAK CAPITAL

RIA
CRD#: 150073
ATLANTA, GA
Past

April 7, 2009 - February 9, 2010

LIHTC SECURITIES, LLC

BD
CRD#: 13178
ALTANTA, GA
Past

November 13, 2007 - March 18, 2009

STANFORD GROUP COMPANY

RIA
CRD#: 39285
ATLANTA, GA
Past

November 2, 2007 - March 18, 2009

STANFORD GROUP COMPANY

BD
CRD#: 39285
ATLANTA, GA
Past

July 24, 2006 - November 6, 2007

TRUIST INVESTMENT SERVICES, INC.

RIA
CRD#: 17499
ATLANTA, GA
Past

July 21, 2006 - November 6, 2007

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
ATLANTA, GA
Past

March 7, 2003 - July 17, 2006

OSAIC FA, INC.

RIA
CRD#: 3978
ATLANTA, GA
Past

July 25, 2002 - April 17, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
ATLANTA, GA
Past

July 25, 2002 - July 17, 2006

OSAIC FA, INC.

BD
CRD#: 3978
ATLANTA, GA
Past

April 5, 2001 - July 29, 2002

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
ATLANTA, GA
Past

March 18, 1999 - July 29, 2002

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HC
HIGHBROOK CAPITAL PARTNERS
HIGHBROOK CAPITAL PARTNERS | HIGHBROOK CAPITAL PARTNERS LLC

CRD#: 338408 / SEC#: 801-134570

RIA
Registered Investment Advisory firm - (12/3/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(1/23/2026)
IAR
Texas
(1/13/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/31/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/24/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 31
Date: 7/23/2007
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 3/17/1999
General Securities Representative Examination

Current Firm

HC
HIGHBROOK CAPITAL PARTNERS
HIGHBROOK CAPITAL PARTNERS | HIGHBROOK CAPITAL PARTNERS LLC

CRD#: 338408 / SEC#: 801-134570

RIA
Registered Investment Advisory firm - (12/3/2025 Approved)
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Contact information

Main Address
3490 Piedmont Road Suite 650, Atlanta, GA 30305
Mailing Address
2455 Club Drive, Gainesville, GA 30506
Phone number
(205) 383-7962
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2025-09-16 HIGHBROOK CAPITAL PARTNERS ADV PART 2A (12/12/2025)

Regulatory assets under management

Total Number of Accounts206
AUM (Assets Under Management)$ 235,757,049

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HIGHBROOK CAPITAL PARTNERS

CRD#: 338408Atlanta, GA 30305

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