JM
James L. Mackey
MACH-1 FINANCIAL GROUP
Rogers, AR 72758
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CRD#: 2634808
JM
Professional summary
James Lee Mackey, who also goes by Lee Mackey, is a registered financial advisor currently at MACH-1 FINANCIAL GROUP, LLC located in Rogers, Arkansas and LPL FINANCIAL LLC located in Rogers, Arkansas.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. James has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lee Mackey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 04/18/2017 - Mackey Financial Group - Investment Related - DBA for LPL Business (entity for LPL business) - Start Date - 4/10/2017 - Time Spent 100 %. 2. 04/18/2017 - Mackey Investment Group - Investment Related - 1429 Merrill Dr, Ste 602, Littlerock, AR 72211 - DBA for LPL Business (entity for LPL business) - Start Date - 4/10/2017 - Time Spent 100 %. 3. 04/12/2022 - Mach 1 Financial Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 04/01/2022 - 160 Hours Per Month/ 6 Hours During Securities Trading - I provide investment advisory services through Mach 1 Financial Group, LLC, an independent investment advisor firm. I started this business activity in 04/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view James Lee Mackey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 25, 2022 - Present
MACH-1 FINANCIAL GROUP, LLC
Office #1: 1001 S. 52nd Street Suite 100, Rogers, AR 72758RIA
CRD#: 298195
Rogers, AR
Current
April 18, 2017 - Present
LPL FINANCIAL LLC
Office #1: 1001 S. 52nd Street, Rogers, AR 72758RIA
BD
CRD#: 6413
Rogers, AR
Past
April 18, 2017 - June 29, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
LITTLE ROCK, AR
Past
November 1, 2011 - April 19, 2017
MORGAN STANLEY
RIA
CRD#: 149777
LITTLE ROCK, AR
Past
September 1, 2011 - April 19, 2017
MORGAN STANLEY
BD
CRD#: 149777
LITTLE ROCK, AR
Past
February 15, 2005 - September 1, 2011
CREWS & ASSOCIATES, INC.
BD
CRD#: 8052
LITTLE ROCK, AR
Past
October 25, 2004 - February 16, 2005
TRUSTCORE FINANCIAL SERVICES, LLC
RIA
CRD#: 106522
BRENTWOOD, TN
Past
October 6, 2004 - February 16, 2005
TRUSTCORE INVESTMENTS LLC
BD
CRD#: 15423
BRENTWOOD, TN
Past
January 6, 2003 - July 9, 2004
POWELLJOHNSON
BD
CRD#: 122956
NASHVILLE, TN
Past
October 26, 2000 - December 9, 2002
AMSOUTH INVESTMENT SERVICES, INC.
BD
CRD#: 15692
BIRMINGHAM, AL
Past
November 18, 1997 - February 17, 2000
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
August 23, 1995 - October 23, 1997
MARKETING ONE SECURITIES, INC.
BD
CRD#: 16611
PORTLAND, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MF
MACH-1 FINANCIAL GROUP, LLC
MACH-1 FINANCIAL GROUP, INC. | MACKEY INVESTMENT GROUP | MACH-1 FINANCIAL GROUP, LLC
CRD#: 298195 / SEC#: 801-118093
RIA
Registered Investment Advisory firm - (2/14/2020 Approved)Arkansas
Registered Investment Advisory firm - (2/18/2020 Terminated)Louisiana
Registered Investment Advisory firm - (2/18/2020 Terminated)Missouri
Registered Investment Advisory firm - (2/18/2020 Terminated)Oklahoma
Registered Investment Advisory firm - (2/18/2020 Terminated)Texas
Registered Investment Advisory firm - (2/18/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(4/18/2017)
IAR
Arkansas(3/25/2022)
RR
California(8/9/2019)
RR
Georgia(2/18/2021)
RR
Kentucky(4/18/2017)
RR
Michigan(1/2/2025)
RR
Mississippi(6/8/2023)
RR
Missouri(9/9/2020)
RR
Oklahoma(2/19/2019)
RR
Tennessee(1/10/2020)
RR
Texas(7/7/2021)
IAR
Texas(9/15/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MF
MACH-1 FINANCIAL GROUP, LLC
MACH-1 FINANCIAL GROUP, INC. | MACKEY INVESTMENT GROUP | MACH-1 FINANCIAL GROUP, LLC
CRD#: 298195 / SEC#: 801-118093
RIA
Registered Investment Advisory firm - (2/14/2020 Approved)Arkansas
Registered Investment Advisory firm - (2/18/2020 Terminated)Louisiana
Registered Investment Advisory firm - (2/18/2020 Terminated)Missouri
Registered Investment Advisory firm - (2/18/2020 Terminated)Oklahoma
Registered Investment Advisory firm - (2/18/2020 Terminated)Texas
Registered Investment Advisory firm - (2/18/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1001 S. 52nd Street Suite 100, Rogers, AR 72758
Mailing Address
Phone number
(479) 876-2100
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,719 |
| AUM (Assets Under Management) | $ 416,888,563 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MACH-1 FINANCIAL GROUP, LLC
CRD#: 298195Rogers, AR 72758TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
