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Molly Ann Shrauner

Molly A. Shrauner

FORWARD FINANCIAL ADVISORS
North Bay Village, FL
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CRD#: 2634699
Molly Ann Shrauner

Professional summary


Molly Ann Shrauner, CFP®, who also goes by Molly A Shrauner, is a registered financial advisor currently at FORWARD FINANCIAL ADVISORS, LLC located in North Bay Village, Florida.

Molly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Molly has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 8 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Molly A Shrauner

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME: MOLLY SHRAUNER INV REL: Y ADDR: AT RESIDENTIAL ADDR NATURE: INDIVIDUAL LIFE, GROUP LIFE, FIXED ANNUITIES, DISABILITY, & LONG TERM CARE POSITION: SALES/AGENT START: 04/17/19 NO HRS: 5 NO HRS DUR TRADING: 3. (2) NAME: MOLLY SHRAUNER NAME OF OUTSIDE BUSINESS: FORWARD FINANCIAL ADVISORS, LLC DBA FORWARD INSURANCE AGENCY, LLC INV REL: Y ADDR: 1881 79TH ST CAUSEWAY, SUITE 1407 NORTH BAY VILLAGE FL 33141 NATURE: PRODUCT OFFERINGS ALIGN WITH CFP; CLIENTS GET PERSONALIZED INSURANCE AND ANNUITIES POSITION: OWNER, LICENSED AGENT START: 2020/06/24 RESP: ADVISING CLIENTS ON ANNUITIES, INSURANCE, AND TAILORED SOLUTIONS FROM COMPANIES NO. OF HRS: 90 NO. HRS DUR TRADING: 40.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Molly Ann Shrauner's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 2010

Experience


Current

February 26, 2020 - Present

FORWARD FINANCIAL ADVISORS, LLC

RIA
CRD#: 307677
North Bay Village, FL
Past

May 5, 2017 - August 30, 2019

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
Miami, FL
Past

May 5, 2017 - August 30, 2019

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
Miami, FL
Past

October 22, 2010 - May 12, 2017

VALIC FINANCIAL ADVISORS, INC.

RIA
CRD#: 42803
MIAMI, FL
Past

October 14, 2010 - May 12, 2017

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
MIAMI, FL
Past

August 31, 2000 - March 14, 2007

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
CHICAGO, IL
Past

December 12, 1995 - March 14, 2007

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
CHICAGO, IL
Past

July 25, 1995 - September 26, 1995

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

July 25, 1995 - September 26, 1995

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(6/24/2020)
IAR
Texas
(2/26/2020)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 1/10/2023
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 8/18/1998
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm


FF
FORWARD FINANCIAL ADVISORS, LLC
FORWARD FINANCIAL ADVISORS, LLC | FORWARD FINANCIAL, LLC

CRD#: 307677 / SEC#:

Florida
Registered Investment Advisory firm - (6/24/2020 Approved)
Texas
Registered Investment Advisory firm - (2/26/2020 Conditional Restricted)
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Contact information


Main Address
North Bay Village, FL
Mailing Address
Phone number
(786) 877-1891
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts107
AUM (Assets Under Management)$ 17,148,500

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FORWARD FINANCIAL ADVISORS, LLC

CRD#: 307677North Bay Village, FL

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