Philip M. Finkle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Morris Finkle was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1995. Philip had worked at 6 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2003 - December 31, 2015
VARIABLE INVESTMENT ASSOCIATES, INC.
February 11, 2002 - March 26, 2002
SIGMA FINANCIAL CORPORATION
February 9, 2002 - February 18, 2003
PARKLAND SECURITIES, LLC
June 1, 1996 - February 9, 2002
WALNUT STREET SECURITIES, INC.
January 15, 1996 - June 1, 1996
NORTH AMERICAN MANAGEMENT, INC.
August 7, 1995 - January 16, 1996
SUNAMERICA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VARIABLE INVESTMENT ASSOCIATES, INC.
CRD#: 44412 / SEC#: , 8-50699
Contact information
FINRA licenses (49 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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