Christopher J. Rivers

MARINER INSTITUTIONAL

Rockland, MA 02370

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CRD#: 2634601

Professional summary

Christopher John Rivers, AIF® is a registered financial advisor currently at MARINER INSTITUTIONAL, LLC located in Rockland, Massachusetts.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Christopher has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher John Rivers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

February 19, 2026 - Present

MARINER INSTITUTIONAL, LLC

Office #1: 300 Ledgewood Place Suite 100, Rockland, MA 02370

RIA

CRD#: 111964

Rockland, MA

Past

December 9, 2021 - January 13, 2026

FIRST NATIONAL ADVISORS LLC

RIA

CRD#: 120859

ROCKLAND, MA

Past

August 13, 2018 - November 17, 2021

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

BURLINGTON, MA

Past

August 13, 2018 - November 17, 2021

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

BURLINGTON, MA

Past

September 29, 2017 - November 30, 2018

DONEGAL SECURITIES, INC.

CRD#: 128447

WELLESLEY, MA

Past

September 8, 2015 - December 31, 2016

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

HARRISON, NY

Past

April 14, 2015 - August 20, 2015

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

August 14, 2006 - April 15, 2015

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

WESTWOOD, MA

Past

September 13, 1995 - February 16, 1999

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARINER INSTITUTIONAL, LLC

CRD#: 111964 / SEC#: 801-58253

RIA

Registered Investment Advisory firm - (1/10/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(2/19/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/1/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/27/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/11/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MARINER INSTITUTIONAL, LLC

CRD#: 111964 / SEC#: 801-58253

RIA

Registered Investment Advisory firm - (1/10/2001 Approved)

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Contact information

Main Address

531 W Morse Blvd Suite 200, Winter Park, FL 32789

Mailing Address

Phone number

(844) 442-6326

Established

Firm type

Fiscal year end

# of Employees

113

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARINER INSTITUTIONAL FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	64
AUM (Assets Under Management)	$ 2,543,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher J. Rivers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher John Rivers's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST NATIONAL ADVISORS LLC

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

DONEGAL SECURITIES, INC.

TRANSAMERICA INVESTORS SECURITIES, LLC

JOHN HANCOCK DISTRIBUTORS LLC

NYLIFE DISTRIBUTORS LLC

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

Primary Firm SEC Registration

MARINER INSTITUTIONAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/1/2018

Series 63

Date: 10/27/2006

SIE

Date: 10/1/2018

Series 6

Date: 8/11/2006

Current Firm

MARINER INSTITUTIONAL, LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MARINER INSTITUTIONAL, LLC

TRUST BUT VERIFY

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