David W. Weigel

WEIGELFAM

New York, NY

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CRD#: 2634533

Professional summary

David William Weigel, CFP®, who also goes by Dave Weigel, is a registered financial advisor currently at WEIGELFAM located in New York, New York.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. David has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dave Weigel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Licensed independent insurance agent

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David William Weigel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

November 16, 2020 - Present

WEIGELFAM

RIA

CRD#: 310903

New York, NY

Past

December 6, 2013 - August 25, 2020

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

NEW YORK, NY

Past

December 6, 2013 - August 25, 2020

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

July 20, 2011 - December 12, 2013

MORGAN STANLEY

RIA

CRD#: 149777

NEW YORK, NY

Past

June 1, 2009 - December 12, 2013

MORGAN STANLEY

CRD#: 149777

NEW YORK, NY

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

December 8, 2003 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

NEW YORK, NY

Past

February 18, 2000 - December 15, 2003

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

July 12, 1996 - March 7, 2000

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

July 21, 1995 - March 13, 1996

D. H. BLAIR & CO., INC.

CRD#: 6833

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEIGELFAM

WEIGEL FIDUCIARY ASSET MANAGEMENT | WEIGELFAM | WEIGEL FIDUCIARY ASSET MANAGEMENT LLC

CRD#: 310903 / SEC#: 801-119641

RIA

Registered Investment Advisory firm - (10/16/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/13/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/1/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/20/1995

General Securities Representative Examination

Current Firm

WEIGELFAM

WEIGEL FIDUCIARY ASSET MANAGEMENT | WEIGELFAM | WEIGEL FIDUCIARY ASSET MANAGEMENT LLC

CRD#: 310903 / SEC#: 801-119641

RIA

Registered Investment Advisory firm - (10/16/2020 Approved)

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Contact information

Main Address

New York, NY

Mailing Address

Phone number

(646) 872-0632

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEIGEL FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	174
AUM (Assets Under Management)	$ 64,333,230

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David W. Weigel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David William Weigel's CRS (Customer Relationship Summary).

Certified licenses

Experience

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

UBS FINANCIAL SERVICES INC.

CITICORP INVESTMENT SERVICES

D. H. BLAIR & CO., INC.

Primary Firm SEC Registration

WEIGELFAM

State Registrations and Notice Filings

Exams

Series 65

Date: 9/13/2008

Series 63

Date: 8/1/1995

SIE

Date: 10/1/2018

Series 7

Date: 7/20/1995

Current Firm

WEIGELFAM

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEIGELFAM

TRUST BUT VERIFY

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