Leslie Garner
Professional summary
Leslie Garner, CFP®, who also goes by Leslie S Barbour, Leslie S Garner, Leslie Garner, Lesie Garner, is a registered financial advisor currently at ADAPTFIRST INVESTMENTS LLC located in Greensboro, North Carolina.
Leslie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Leslie has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Leslie Garner's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2016
Experience
October 25, 2019 - Present
ADAPTFIRST INVESTMENTS LLC
October 10, 2017 - October 23, 2019
INNOVATION PARTNERS LLC
October 10, 2017 - October 23, 2019
INNOVATION PARTNERS LLC
February 19, 2016 - October 4, 2017
PRUCO SECURITIES, LLC.
January 21, 2016 - October 4, 2017
PRUCO SECURITIES, LLC.
March 18, 2015 - July 14, 2015
EQUITABLE ADVISORS, LLC
March 3, 2015 - July 14, 2015
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/3/2023)
(3/16/2021)
(10/25/2019)
(4/16/2021)
(2/27/2023)
Exams
Current Firm
ADAPTFIRST INVESTMENTS LLC
CRD#: 289096 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 856 |
| AUM (Assets Under Management) | $ 82,650,669 |
Red Flags
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