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KM

Kevin F. Mcgrath

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CRD#: 2634501
KM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin Francis Mcgrath, who also goes by Kevin F Mcgrath, was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 1997. Kevin had worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 55, Series 7 and Series 31 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kevin F Mcgrath

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 3, 2011 - April 16, 2015

MERUS CAPITAL PARTNERS, LLC

BD
CRD#: 158884
NEW YORK, NY
Past

January 7, 2009 - October 11, 2010

QUAD CAPITAL, LLC

BD
CRD#: 148927
NEW YORK, NY
Past

February 28, 2008 - December 31, 2008

LIGHTHOUSE FINANCIAL GROUP, LLC

BD
CRD#: 103734
NEW YORK CITY, NY
Past

August 17, 2007 - February 1, 2008

G-2 TRADING,LLC

BD
CRD#: 44018
NEW YORK, NY
Past

November 1, 2006 - July 30, 2007

FIRST NEW YORK SECURITIES L.L.C.

BD
CRD#: 16362
NEW YORK, NY
Past

September 10, 2004 - September 14, 2006

TURNINGBLOCK CAPITAL LLC

BD
CRD#: 123547
ROWAYTON, CT
Past

May 3, 2004 - July 26, 2004

W.A. CAPITAL MARKETS

BD
CRD#: 6292
NEW YORK, NY
Past

April 3, 2003 - March 22, 2004

SCHONFELD SECURITIES, LLC

BD
CRD#: 23304
JERICHO, NY
Past

November 1, 2002 - May 21, 2003

TAFFERER TRADING, LLC

BD
CRD#: 36816
NEW YORK, NY
Past

April 21, 1997 - November 10, 1997

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/4/2002
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 5/15/1997
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 4/16/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 11/11/2002
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 10/31/2002
General Securities Representative Examination
General Industry/Product Exam
RR
Series 31
Date: 5/7/1997
Futures Managed Funds Examination

Current Firm

MC
MERUS CAPITAL PARTNERS, LLC
MERUS CAPITAL PARTNERS, LLC

CRD#: 158884 / SEC#: , 8-68937

BD
Terminated by SEC on 02/14/2016
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 04/15/2011
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
MERUS CAPITAL GROUP LLCMEMBER
ALTER, IRINACCO5988457
BORRELLI, ALAN PASQUALECFO2655912
JUNG, CHARLES CHANDIRECTOR OF OPERATIONS4777355

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MERUS CAPITAL PARTNERS, LLC

CRD#: 158884

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