Nancy W. Gardner

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CRD#: 2634409

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nancy Wiedeman Gardner, CFP®, who also goes by Nancy Faith Brown, Nancy Faith Gardner, Nancy Faith Wiedeman, was a registered financial professional .

Nancy is a previously registered financial professional and started their career in finance in 1995. Nancy had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Nancy Faith Brown | Nancy Faith Gardner | Nancy Faith Wiedeman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Past

August 31, 2004 - September 21, 2015

TANGLEWOOD TOTAL WEALTH MANAGEMENT, INC.

RIA

CRD#: 107639

HOUSTON, TX

Past

July 7, 1997 - June 12, 2000

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

August 17, 1995 - April 22, 1997

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 17, 1995 - April 22, 1997

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TANGLEWOOD TOTAL WEALTH MANAGEMENT, INC.

TANGLEWOOD CAPITAL MANAGEMENT INC | TANGLEWOOD WEALTH MANAGMENT, INC. | TANGLEWOOD WEALTH MANAGEMENT, INC. | TANGLEWOOD TOTAL WEALTH MANAGEMENT, INC.

CRD#: 107639 / SEC#: 801-38245

RIA

Registered Investment Advisory firm - (1/25/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/18/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/15/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/16/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 2/12/1999

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

TANGLEWOOD TOTAL WEALTH MANAGEMENT, INC.

TANGLEWOOD CAPITAL MANAGEMENT INC | TANGLEWOOD WEALTH MANAGMENT, INC. | TANGLEWOOD WEALTH MANAGEMENT, INC. | TANGLEWOOD TOTAL WEALTH MANAGEMENT, INC.

CRD#: 107639 / SEC#: 801-38245

RIA

Registered Investment Advisory firm - (1/25/1991 Approved)

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Contact information

Main Address

1400 Post Oak Blvd Suite 800, Houston, TX 77056

Mailing Address

Phone number

(713) 840-8880

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TANGLEWOOD TOTAL WEALTH MANAGEMENT ADV PART 2 A (4/2/2025)

Regulatory assets under management

Total Number of Accounts	1,294
AUM (Assets Under Management)	$ 1,430,951,690

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nancy W. Gardner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

TANGLEWOOD TOTAL WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/18/2004

Series 63

Date: 9/15/1995

Series 7

Date: 8/16/1995

Series 8

Date: 2/12/1999

Current Firm

TANGLEWOOD TOTAL WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TANGLEWOOD TOTAL WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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