JZ
Jody G. Zirn
KESTRA PRIVATE WEALTH SERVICES
STUART, FL 34994
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CRD#: 2634404
JZ
Professional summary
Jody Gail Zirn is a registered financial advisor currently at KESTRA PRIVATE WEALTH SERVICES, LLC located in Stuart, Florida and KESTRA INVESTMENT SERVICES, LLC located in Stuart, Florida.
Jody is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Jody has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: THE SADE GROUP PRIVATE WEALTH MANAGEMENT POSI: registered sales assistant and producer NOB: Registered Field Assistant INV REL: Yes #OF HRS: 152 SECURITIES TRADING HRS: 132 START DATE: 05/26/2015 ADDR: 477 SE Riverside Drive, Stuart FL 34994 DESC: Handle customer service and operational issues. Assist Financial Advisor with day to day activities, investment proposals and meeting preparation Business Name: RIVERSIDE PRIVATE WEALTH MANAGEMENT POSI: Registered sales assistant and producer NOB: Registered Field Assistant INV REL: Yes #OF HRS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/12/2024 ADDRESS: 477 SE Riverside Drive, Stuart FL 34994 DESC: Handle customer service and operational issues. Assist financial Advisor with day to day activities, investment proposals and meeting preparation. Manage portfolios and relationships of my own as a producer
CRS (Client Relationship Summary) - RIA
Click below to view Jody Gail Zirn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 17, 2015 - Present
KESTRA PRIVATE WEALTH SERVICES, LLC
Office #1: 477 Se Riverside Drive, Stuart, FL 34994RIA
CRD#: 155193
STUART, FL
Current
August 26, 2015 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 477 Se Riverside Drive, Stuart, FL 34994BD
CRD#: 42046
Stuart, FL
Past
October 4, 2013 - January 6, 2015
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
PALM BEACH, FL
Past
September 9, 2013 - January 6, 2015
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
PALM BEACH, FL
Past
September 28, 2009 - March 14, 2012
BRYANT & BRANNOCK, LLC.
RIA
CRD#: 148254
PALM BEACH GARDENS, FL
Past
September 15, 2009 - February 27, 2012
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
PALM BEACH GARDENS, FL
Past
January 7, 2004 - September 10, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PALM BEACH GARDENS, FL
Past
September 17, 2003 - September 10, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
PALM BEACH GARDENS, FL
Past
February 10, 1999 - August 31, 2001
UST FINANCIAL SERVICES CORP.
BD
CRD#: 36881
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/10/2018)
RR
Connecticut(8/10/2018)
RR
Florida(8/27/2015)
IAR
Florida(9/17/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
198
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 27,816 |
| AUM (Assets Under Management) | $ 10,210,576,595 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA PRIVATE WEALTH SERVICES, LLC
CRD#: 155193Stuart, FL 34994TRUST BUT VERIFY
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