John D. Kall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John David Kall, who also goes by David Kall, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1969. John had worked at 4 firms and has passed the Series 1, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 1986 - June 2, 1992
JMC INVESTMENT SERVICES, INC.
January 6, 1975 - June 2, 1992
SPEAR INSURANCE SERVICES, INC.
May 14, 1973 - August 15, 1974
GARY, GEYER, HILL & NADELL, INC.
April 16, 1969 - June 17, 1973
JEFFERIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 4/7/1969
Registered Representative ExaminationF04
Date: 4/21/1975
Financial Principal ExaminationSeries 00
Date: 6/14/1973
General Securities Principal ExaminationCurrent Firm
JMC INVESTMENT SERVICES, INC.
CRD#: 14376 / SEC#: , 8-30586
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
