Caroll J. Iler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Caroll Joyce Iler, who also goes by Caroll Joyce Bitters, Caroll Joyce Farley, Caroll Joyce Melvan Iler, Caroll Joyce Melvan, was a registered financial professional .
Caroll is a previously registered financial professional and started their career in finance in 1996. Caroll had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2013 - November 1, 2013
MONTICELLO INVESTMENT SERVICES, INC.
January 2, 2013 - November 1, 2013
MIDAMERICA FINANCIAL SERVICES, INC.
May 26, 2006 - February 16, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
May 23, 2006 - February 16, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
February 18, 2005 - March 31, 2006
CARILLON INVESTMENTS, INC.
December 16, 2004 - March 31, 2006
CARILLON INVESTMENTS, INC.
March 4, 2003 - December 1, 2004
WINSLOW, EVANS & CROCKER, INC.
August 20, 2001 - February 19, 2003
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
January 8, 1999 - July 30, 2001
PRINCIPAL SECURITIES, INC.
May 22, 1996 - December 9, 1997
CITISTREET EQUITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MONTICELLO INVESTMENT SERVICES, INC.
CRD#: 140851 / SEC#: 801-73177
Contact information
Red Flags
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