Larik M. Hall

GOLDMAN SACHS & CO. LLC

Cohoes, NY 12047

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CRD#: 2634322

Professional summary

Larik Marshall Hall, who also goes by Larik Marshall Hall, Larik Hall, is a registered financial professional currently at GOLDMAN SACHS & CO. LLC located in Cohoes, New York and MERCER ALLIED COMPANY, L.P. located in Cohoes, New York.

Larik is registered as a RR (Registered Representative) and started their career in finance in 1995. Larik has worked at 6 firms and has passed the Series 63, Series 65, Series 6TO, SIE, Series 7, Series 6, Series 26 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Larik Marshall Hall | Larik Hall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Larik Marshall Hall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 21, 2022 - Present

GOLDMAN SACHS & CO. LLC

Office #1: 100 Coliseum Drive, Cohoes, NY 12047

RIA

CRD#: 361

Cohoes, NY

Current

November 21, 2022 - Present

MERCER ALLIED COMPANY, L.P.

Office #1: 100 Coliseum Drive, Cohoes, NY 12047

CRD#: 37404

Cohoes, NY

Past

July 5, 2010 - July 18, 2012

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

April 11, 2003 - July 17, 2008

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

October 14, 2002 - February 18, 2003

CARILLON INVESTMENTS, INC.

RIA

CRD#: 14646

CINCINNATI, OH

Past

August 28, 2002 - February 18, 2003

CARILLON INVESTMENTS, INC.

CRD#: 14646

CINCINNATI, OH

Past

October 30, 1995 - April 4, 2002

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/2/2024)

Alaska
(2/2/2024)

Arizona
(2/2/2024)

Arkansas
(2/2/2024)

California
(2/2/2024)

Colorado
(2/2/2024)

Connecticut
(2/2/2024)

Delaware
(2/2/2024)

District of Columbia
(2/2/2024)

Florida
(2/2/2024)

Georgia
(2/2/2024)

Hawaii
(2/2/2024)

Idaho
(2/2/2024)

Illinois
(2/2/2024)

Indiana
(2/2/2024)

Iowa
(2/2/2024)

Kansas
(2/2/2024)

Kentucky
(2/2/2024)

Louisiana
(2/2/2024)

Maine
(2/2/2024)

Maryland
(2/2/2024)

Massachusetts
(2/2/2024)

Michigan
(2/2/2024)

Minnesota
(2/2/2024)

Mississippi
(2/2/2024)

Missouri
(2/2/2024)

Montana
(2/2/2024)

Nebraska
(2/2/2024)

Nevada
(2/2/2024)

New Hampshire
(2/2/2024)

New Jersey
(2/2/2024)

New Mexico
(2/2/2024)

New York
(10/21/2022)

North Carolina
(2/2/2024)

North Dakota
(2/2/2024)

Ohio
(2/2/2024)

Oklahoma
(2/2/2024)

Oregon
(2/2/2024)

Pennsylvania
(2/2/2024)

Puerto Rico
(2/2/2024)

Rhode Island
(2/2/2024)

South Carolina
(2/2/2024)

South Dakota
(2/2/2024)

Tennessee
(2/2/2024)

Texas
(2/2/2024)

Utah
(2/2/2024)

Vermont
(2/2/2024)

Virgin Islands
(2/2/2024)

Virginia
(2/2/2024)

Washington
(2/2/2024)

West Virginia
(2/2/2024)

Wisconsin
(2/2/2024)

Wyoming
(2/2/2024)

Exams

State Security Law Exam

Series 63

Date: 8/12/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/7/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6TO

Date: 10/21/2022

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 7/22/2022

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/29/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/26/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 2/3/2023

Investment Company Products/Variable Contracts Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/10/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MERCER ALLIED COMPANY, L.P.

CRD#: 37404 / SEC#: , 8-47739

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

100 Coliseum Drive, Cohoes, NY 12047

Mailing Address

100 Coliseum Drive, Cohoes, NY 12047

Phone number

(518) 886-4000

Established

Delaware since 10/11/1994

Firm type

Partnership

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
GOLDMAN SACHS WEALTH SERVICES, L.P.	SOLE LIMITED PARTNER	106693
GS AYCO HOLDING LLC	GENERAL PARTNER
HALL, LARIK MARSHALL	PRESIDENT	2634322
KINOWSKI, KYLE T	VICE PRESIDENT	4277862
LUKS, SHELLEY M	VP & CHIEF FINANCIAL OFFICER	6004389
NASS, JEREMY PAUL	VP & CHIEF OPERATIONS OFFICER	4244509
RYAN, DIANA ELIZABETH	VP & CHIEF COMPLIANCE OFFICER	2780148
VOLSKY, MELISSA C	VICE PRESIDENT	4648752

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Larik M. Hall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Larik Marshall Hall's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERCER ALLIED COMPANY, L.P.

OSAIC WEALTH, INC.

MML INVESTORS SERVICES, LLC

CARILLON INVESTMENTS, INC.

CARILLON INVESTMENTS, INC.

SECURIAN FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/12/2022

Series 65

Date: 6/7/1999

Series 6TO

Date: 10/21/2022

SIE

Date: 7/22/2022

Series 7

Date: 5/29/2001

Series 6

Date: 10/26/1995

Series 26

Date: 2/3/2023

Series 24

Date: 8/10/2001

FINRA

Current Firm

MERCER ALLIED COMPANY, L.P.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

MERCER ALLIED COMPANY, L.P.

TRUST BUT VERIFY

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