Richard A. Desich
Professional summary
Richard Anthony Desich JR is a registered financial professional currently at ETC BROKERAGE SERVICES, LLC located in Dallas, Texas.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1997. Richard has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Anthony Desich JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2012 - Present
ETC BROKERAGE SERVICES, LLC
Office #1: Three Lincoln Centre 5430 Lbj Freeway, Suite 320, Dallas, TX 75240February 24, 2000 - February 22, 2011
MID-OHIO SECURITIES CORP
November 3, 1997 - February 24, 1998
MORGAN STANLEY DW INC.
August 27, 1997 - July 17, 2013
MID-OHIO SECURITIES CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/22/2012)
(6/14/2012)
(8/4/2014)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/2/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
ETC BROKERAGE SERVICES, LLC
CRD#: 145276 / SEC#: , 8-67719
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
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Company Information
ETC BROKERAGE SERVICES, LLC
CRD#: 145276Dallas, TX 75240TRUST BUT VERIFY
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