Bradley E. Norbom
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Einar Norbom was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1998. Bradley had worked at 5 firms and has passed the Series 65, Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2017 - June 26, 2018
SOUTH HOWARD CAPITAL MANAGEMENT, LLC
October 2, 2012 - February 3, 2017
SUCCESSFUL PORTFOLIOS LLC
August 25, 2010 - September 1, 2011
GREAT POINT CAPITAL LLC
May 27, 2004 - July 26, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
January 5, 1998 - July 24, 2003
WORLDCO, L.L.C.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 4/25/2000
Limited Representative-Equity Trader ExamCurrent Firm
SOUTH HOWARD CAPITAL MANAGEMENT, LLC
CRD#: 288329 / SEC#:
Contact information
Red Flags
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