Yolanda M. Wardowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yolanda Maria Wardowski, who also goes by Yolanda M Wardowski, was a registered financial professional .
Yolanda is a previously registered financial professional and started their career in finance in 1995. Yolanda had worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2007 - July 20, 2022
AVALON SECURITIES, LTD.
February 15, 2005 - February 27, 2006
MCCOLL GARELLA SECURITIES, LLC
July 12, 1995 - March 4, 1999
JPMSI
State Registrations and Notice Filings
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Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
AVALON SECURITIES, LTD.
CRD#: 30522 / SEC#: , 8-44993
Contact information
Documents
Red Flags
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